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First Trust Preferred Securities and Income ETF

180 hedge funds and large institutions have $1.51B invested in First Trust Preferred Securities and Income ETF in 2017 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 83 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

295% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 21

275% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 16

63% more funds holding in top 10

Funds holding in top 10: 813 (+5)

32% more funds holding

Funds holding: 136180 (+44)

17% more capital invested

Capital invested by funds: $1.29B → $1.51B (+$224M)

0.46% less ownership

Funds ownership: 46.34%45.88% (-0.46%)

Holders
180
Holders Change
+44
Holders Change %
+32.35%
% of All Funds
4.08%
Holding in Top 10
13
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+62.5%
% of All Funds
0.29%
New
60
Increased
83
Reduced
21
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$498M +$67.9M +3,382,458 +16%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$148M +$17.6M +877,685 +14%
UBS Group
3
UBS Group
Switzerland
$125M +$4.61M +229,529 +4%
Bank of America
4
Bank of America
North Carolina
$87.7M +$7.13M +355,212 +9%
LPL Financial
5
LPL Financial
California
$59.8M +$4.95M +246,351 +9%
ACM
6
Aviance Capital Management
Florida
$32.9M -$4.2M -208,861 -11%
RJA
7
Raymond James & Associates
Florida
$32.2M +$4.09M +203,660 +14%
HWA
8
HCR Wealth Advisors
California
$25.6M +$23.3M +1,159,767 +978%
IA
9
IFG Advisory
Georgia
$25.5M +$12.5M +622,126 New
HighTower Advisors
10
HighTower Advisors
Illinois
$25M +$450K +22,396 +2%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$23.4M +$1.73M +86,029 +8%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$22.8M +$6.62M +329,604 +41%
BTS
13
BB&T Securities
Virginia
$19.8M +$1.01M +50,485 +5%
TNBTD
14
Trustmark National Bank Trust Department
Mississippi
$19.5M +$1.3M +64,718 +7%
FAM
15
Flaharty Asset Management
Florida
$18.5M +$18M +897,192 +3,880%
BFG
16
Beacon Financial Group
Texas
$17.9M +$232K +11,534 +1%
First Trust Advisors
17
First Trust Advisors
Illinois
$16.8M -$571K -28,417 -3%
QAM
18
QCI Asset Management
New York
$15.9M +$16M +795,955 New
BCM
19
Brookstone Capital Management
Illinois
$11.3M -$1.53M -75,977 -12%
LI
20
LVZ Inc
Michigan
$10.8M +$9.83M +489,555 +1,005%
Stifel Financial
21
Stifel Financial
Missouri
$9.94M +$629K +31,303 +7%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$9.68M +$1.47M +73,266 +18%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$9.55M -$264K -13,157 -3%
AG
24
Advisor Group
Arizona
$9.14M +$1.04M +52,018 +13%
FAAS
25
First Allied Advisory Services
California
$9.09M +$2.34M +116,461 +34%

FPE Hedge Fund Activity: Q4 2017 in Review

180 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2017, worth a combined $1.51B — up 17% from $1.29B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new FPE positions and 16 closed out — a net gain of 44 holders — while 83 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $67.9M. The largest seller was Miracle Mile Advisors, exiting entirely with an estimated $44M sold.

  • 180 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2017, up from 136 in Q3 2017.
  • Funds reported $1.51B of First Trust Preferred Securities and Income ETF stock for Q4 2017, up 17% quarter-over-quarter.
  • 60 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2017 and 16 closed out, a net change of +44 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2017 was Morgan Stanley, an estimated $67.9M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2017 was Miracle Mile Advisors, an estimated $44M sold.

Based on aggregated 13F filings for Q4 2017.