Investment Centers of America’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Investment Centers of America’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-112,380	Closed	-$2.26M	–	155
2017 Q3	$2.26M	Buy	112,380 +21,346	+23%	+$429K	0.17%	132
2017 Q2	$1.82M	Buy	91,034 +32,845	+56%	+$651K	0.14%	149
2017 Q1	$1.14M	Sell	58,189 -19,990	-26%	-$387K	0.09%	207
2016 Q4	$1.48M	Buy	78,179 +21,646	+38%	+$415K	0.13%	161
2016 Q3	$1.11M	Buy	56,533 +39,600	+234%	+$773K	0.11%	169
2016 Q2	$323K	Buy	16,933 +831	+5%	+$15.7K	0.04%	346
2016 Q1	$300K	Buy	16,102 +1,084	+7%	+$20.1K	0.03%	357
2015 Q4	$284K	Buy	15,018 +1,113	+8%	+$21.1K	0.04%	339
2015 Q3	$260K	Buy	+13,905	New	+$264K	0.04%	341

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 88.42% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HWA

HCR Wealth Advisors Los Angeles, California $1.12B AUM 33.13% 1-Year Est. Return

IFG Advisory Atlanta, Georgia $34.9M AUM 20.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Investment Centers of America's FPE Position: Q4 2017 in Review

Investment Centers of America sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2017, closing a stake of 112,380 shares — an estimated $2.26M sold.

Investment Centers of America first reported a position in FPE in Q3 2015 and held it in 9 quarters. The position peaked at $2.26M in Q3 2017. 180 funds tracked by Wall St. Rank hold FPE as of Q4 2017.

Investment Centers of America reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 112,380 First Trust Preferred Securities and Income ETF shares in Q4 2017, an estimated $2.26M.
Investment Centers of America first reported a position in First Trust Preferred Securities and Income ETF in Q3 2015 and held it in 9 quarters.
Investment Centers of America's First Trust Preferred Securities and Income ETF position peaked at $2.26M in Q3 2017.
180 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.