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First Trust Preferred Securities and Income ETF

22 hedge funds and large institutions have $28.4M invested in First Trust Preferred Securities and Income ETF in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 3

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

15% more capital invested

Capital invested by funds: $24.8M → $28.4M (+$3.63M)

5% more funds holding

Funds holding: 2122 (+1)

1.48% more ownership

Funds ownership: 42.51%43.99% (+1.5%)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.4M +$3.61M +189,230 +29%
Bank of America
2
Bank of America
North Carolina
$2.91M +$84.7K +4,448 +3%
LPL Financial
3
LPL Financial
California
$1.34M -$3.13K -164 -0.2%
U
4
UBS
Switzerland
$1.33M +$236K +12,378 +22%
ONB
5
Old National Bancorp
Indiana
$1.07M +$1.06M +55,634 New
NES
6
New England Securities
New York
$848K +$839K +44,025 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$838K +$22.9K +1,201 +3%
JP Morgan Chase
8
JP Morgan Chase
New York
$782K -$9.95K -522 -1%
Stifel Financial
9
Stifel Financial
Missouri
$773K +$30.1K +1,579 +4%
HFS
10
HL Financial Services
Kentucky
$623K +$5.33K +280 +0.9%
AIM
11
Aspen Investment Management
Michigan
$481K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$409K +$49.9K +2,617 +14%
Deutsche Bank
13
Deutsche Bank
Germany
$319K -$7.47K -392 -2%
NFG
14
Next Financial Group
Texas
$143K +$143K +7,500 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$48K +$15.2K +796 +47%
MFS
16
MSI Financial Services
Massachusetts
$46K +$33.1K +1,735 +273%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$44K +$43.8K +2,300 New
DADC
18
D.A. Davidson & Co
Montana
$19K
Wells Fargo
19
Wells Fargo
California
$8K +$8.19K +430 New
Creative Planning
20
Creative Planning
Kansas
$5K +$5.2K +273 New
Citigroup
21
Citigroup
New York
$4K
FBT
22
Founders Bank & Trust
Michigan
$2K
VKH
23
Virtu KCG Holdings
New York
-$1.02M -54,506 Closed
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$440K -23,417 Closed
Jane Street
25
Jane Street
New York
-$296K -15,786 Closed

FPE Hedge Fund Activity: Q2 2014 in Review

22 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q2 2014, worth a combined $28.4M — up 15% from $24.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FPE positions and 4 closed out — a net gain of 2 holders — while 9 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.61M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $1.02M sold.

  • 22 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q2 2014, up from 21 in Q1 2014.
  • Funds reported $28.4M of First Trust Preferred Securities and Income ETF stock for Q2 2014, up 15% quarter-over-quarter.
  • 6 funds opened new First Trust Preferred Securities and Income ETF positions in Q2 2014 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q2 2014 was Morgan Stanley, an estimated $3.61M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q2 2014 was Virtu KCG Holdings, an estimated $1.02M sold.

Based on aggregated 13F filings for Q2 2014.