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First Trust Preferred Securities and Income ETF

20 hedge funds and large institutions have $26.5M invested in First Trust Preferred Securities and Income ETF in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

33% more funds holding

Funds holding: 1520 (+5)

3.61% less ownership

Funds ownership: 43.77%40.17% (-3.6%)

20% less capital invested

Capital invested by funds: $33M → $26.5M (-$6.54M)

Holders
20
Holders Change
+5
Holders Change %
+33.33%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
4
Closed
Calls
Puts
Net Calls
Net Calls Change

FPE Hedge Fund Activity: Q3 2013 in Review

20 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2013, worth a combined $26.5M — down 20% from $33M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FPE positions and 0 closed out — a net gain of 5 holders — while 9 added to existing stakes and 4 trimmed.

The largest buyer was Bank of America, adding an estimated $1.93M. The largest seller was Morgan Stanley, cutting an estimated $7.09M.

  • 20 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2013, up from 15 in Q2 2013.
  • Funds reported $26.5M of First Trust Preferred Securities and Income ETF stock for Q3 2013, down 20% quarter-over-quarter.
  • 5 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2013 and 0 closed out, a net change of +5 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2013 was Bank of America, an estimated $1.93M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2013 was Morgan Stanley, an estimated $7.09M sold.

Based on aggregated 13F filings for Q3 2013.