We are live on ! Find out more
FPE icon

First Trust Preferred Securities and Income ETF

363 hedge funds and large institutions have $4.47B invested in First Trust Preferred Securities and Income ETF in 2021 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 190 increasing their positions, 71 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

168% more repeat investments, than reductions

Existing positions increased: 190 | Existing positions reduced: 71

32% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 34

8% more capital invested

Capital invested by funds: $4.12B → $4.47B (+$346M)

3% more funds holding in top 10

Funds holding in top 10: 3637 (+1)

2% more funds holding

Funds holding: 356363 (+7)

0.05% less ownership

Funds ownership: 58.69%58.64% (-0.05%)

Holders
363
Holders Change
+7
Holders Change %
+1.97%
% of All Funds
6.36%
Holding in Top 10
37
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.78%
% of All Funds
0.65%
New
45
Increased
190
Reduced
71
Closed
34
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.14B +$74M +3,581,960 +7%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$373M +$33.4M +1,619,961 +10%
UBS Group
3
UBS Group
Switzerland
$283M +$16.7M +810,186 +6%
LPL Financial
4
LPL Financial
California
$192M +$31.9M +1,544,931 +20%
Bank of America
5
Bank of America
North Carolina
$163M +$12.9M +624,154 +9%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$150M +$8.57M +415,241 +6%
GC
7
Grimes & Company
Massachusetts
$122M +$11.7M +568,736 +11%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$114M +$11.9M +576,280 +12%
Wells Fargo
9
Wells Fargo
California
$84.8M +$35.4M +1,716,353 +71%
PNC
10
Park National Corp
Ohio
$83.8M +$11.4M +551,907 +16%
Wealth Enhancement Advisory Services
11
Wealth Enhancement Advisory Services
Minnesota
$75.7M +$76.3M +3,695,386 New
GI
12
Gradient Investments
Minnesota
$65.4M +$11.8M +569,803 +22%
RJA
13
Raymond James & Associates
Florida
$63.2M +$6.71M +324,992 +12%
Truist Financial
14
Truist Financial
North Carolina
$55.3M +$929K +45,003 +2%
Osaic Holdings
15
Osaic Holdings
Arizona
$50.9M +$5.8M +280,799 +13%
MMA
16
Miracle Mile Advisors
California
$48.5M +$2.13M +103,238 +5%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$47.4M +$4.87M +235,794 +11%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$46.6M +$3.02M +146,091 +7%
CTB
19
Country Trust Bank
Illinois
$45.9M -$1.03M -49,832 -2%
Stifel Financial
20
Stifel Financial
Missouri
$39.8M +$9.55M +462,530 +31%
CCA
21
Clearwater Capital Advisors
Illinois
$32.6M +$370K +17,908 +1%
SWM
22
Southern Wealth Management
Texas
$32.1M -$7.41K -359 -0%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$32.1M +$2.62M +126,934 +9%
FAM
24
Flaharty Asset Management
Florida
$29.7M +$2.64M +127,807 +10%
SFWA
25
Summit Financial Wealth Advisors
Louisiana
$28.1M +$769K +37,229 +3%