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First Trust Preferred Securities and Income ETF

406 hedge funds and large institutions have $3.7B invested in First Trust Preferred Securities and Income ETF in 2022 Q2 according to their latest regulatory filings, with 45 funds opening new positions, 110 increasing their positions, 192 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more call options, than puts

Call options by funds: $291K | Put options by funds: $174K

2.09% less ownership

Funds ownership: 60.23%58.13% (-2.1%)

4% less funds holding

Funds holding: 422406 (-16)

18% less capital invested

Capital invested by funds: $4.54B → $3.7B (-$835M)

21% less first-time investments, than exits

New positions opened: 45 | Existing positions closed: 57

24% less funds holding in top 10

Funds holding in top 10: 3728 (-9)

43% less repeat investments, than reductions

Existing positions increased: 110 | Existing positions reduced: 192

Holders
406
Holders Change
-16
Holders Change %
-3.79%
% of All Funds
6.84%
Holding in Top 10
28
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-24.32%
% of All Funds
0.47%
New
45
Increased
110
Reduced
192
Closed
57
Calls
$291K
Puts
$174K
Net Calls
+$117K
Net Calls Change
-$2.56M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$981M -$62.5M -3,455,719 -6%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$352M +$9.19M +508,368 +3%
UBS Group
3
UBS Group
Switzerland
$214M -$35M -1,936,601 -13%
Bank of America
4
Bank of America
North Carolina
$161M +$1.11M +61,185 +0.7%
LPL Financial
5
LPL Financial
California
$153M -$16.7M -922,082 -9%
Wells Fargo
6
Wells Fargo
California
$139M +$3.86M +213,461 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$119M -$13.8M -764,015 -10%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$84.6M +$12.7M +703,233 +17%
PNC
9
Park National Corp
Ohio
$78.2M +$689K +38,115 +0.8%
Osaic Holdings
10
Osaic Holdings
Arizona
$62.2M +$3.63M +201,071 +6%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$59.8M -$12.5M -690,685 -17%
RJA
12
Raymond James & Associates
Florida
$44.6M +$197K +10,881 +0.4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$43.5M -$13.2M -727,963 -22%
MMA
14
Miracle Mile Advisors
California
$40.7M -$1.44M -79,755 -3%
Stifel Financial
15
Stifel Financial
Missouri
$40.6M +$1.36M +75,405 +3%
CTB
16
Country Trust Bank
Illinois
$38.8M +$937K +51,826 +2%
Truist Financial
17
Truist Financial
North Carolina
$34.9M -$10.3M -570,749 -22%
FAM
18
Flaharty Asset Management
Florida
$30.9M +$1.81M +100,303 +6%
SA
19
Stonebridge Advisors
Connecticut
$30.6M +$14.1M +782,320 +79%
BFG
20
Berger Financial Group
Minnesota
$25.6M +$9.04K +500 +0%
CCA
21
Clearwater Capital Advisors
Illinois
$25.5M -$1.59M -88,150 -6%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$24.5M -$8.18M -452,491 -24%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$23.9M +$105K +5,808 +0.4%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$23.4M -$7.45M -412,393 -23%
SWM
25
Southern Wealth Management
Texas
$22.3M +$15.4M +854,869 +194%

FPE Hedge Fund Activity: Q2 2022 in Review

406 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q2 2022, worth a combined $3.7B — down 18% from $4.54B a quarter earlier.

Sellers outnumbered buyers: 57 funds closed out of FPE and 45 opened new positions — a net loss of 12 holders — while 192 trimmed existing stakes and 110 added.

The largest buyer was Southern Wealth Management, adding an estimated $15.4M. The largest seller was Gradient Investments, cutting an estimated $72.6M.

  • 406 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q2 2022, down from 422 in Q1 2022.
  • Funds reported $3.7B of First Trust Preferred Securities and Income ETF stock for Q2 2022, down 18% quarter-over-quarter.
  • 45 funds opened new First Trust Preferred Securities and Income ETF positions in Q2 2022 and 57 closed out, a net change of -12 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q2 2022 was Southern Wealth Management, an estimated $15.4M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q2 2022 was Gradient Investments, an estimated $72.6M sold.

Based on aggregated 13F filings for Q2 2022.