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First Trust Preferred Securities and Income ETF

188 hedge funds and large institutions have $1.55B invested in First Trust Preferred Securities and Income ETF in 2018 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 72 increasing their positions, 61 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 61

1.98% less ownership

Funds ownership: 46.39%44.41% (-2%)

6% less capital invested

Capital invested by funds: $1.64B → $1.55B (-$90.3M)

10% less funds holding

Funds holding: 208188 (-20)

25% less funds holding in top 10

Funds holding in top 10: 1612 (-4)

49% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 37

Holders
188
Holders Change
-20
Holders Change %
-9.62%
% of All Funds
4.3%
Holding in Top 10
12
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-25%
% of All Funds
0.27%
New
19
Increased
72
Reduced
61
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$493M -$19.6M -1,011,968 -4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$171M +$15.7M +811,402 +10%
UBS Group
3
UBS Group
Switzerland
$128M +$7.82M +404,357 +6%
Bank of America
4
Bank of America
North Carolina
$93M -$4.56M -235,633 -5%
LPL Financial
5
LPL Financial
California
$67.9M +$2.95M +152,798 +4%
MMA
6
Miracle Mile Advisors
California
$30.9M +$1.28M +66,120 +4%
HighTower Advisors
7
HighTower Advisors
Illinois
$30.1M +$863K +44,618 +3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$28.4M +$4.15M +214,756 +17%
ACM
9
Aviance Capital Management
Florida
$26.7M -$1.73M -89,618 -6%
TNBTD
10
Trustmark National Bank Trust Department
Mississippi
$24.2M +$4.55M +235,351 +23%
RJA
11
Raymond James & Associates
Florida
$23.3M -$5.92M -306,027 -20%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$22.7M -$484K -25,011 -2%
FAM
13
Flaharty Asset Management
Florida
$19.6M +$1.33M +68,733 +7%
BFG
14
Beacon Financial Group
Texas
$19.4M +$508K +26,258 +3%
BTS
15
BB&T Securities
Virginia
$17.4M +$5.24M +270,827 +42%
QAM
16
QCI Asset Management
New York
$16.3M +$511K +26,450 +3%
SFWA
17
Summit Financial Wealth Advisors
Louisiana
$11.6M +$11.5M +594,516 New
LI
18
LVZ Inc
Michigan
$11.3M +$719K +37,195 +7%
CTB
19
Country Trust Bank
Illinois
$11M +$11.2M +578,323 New
First Trust Advisors
20
First Trust Advisors
Illinois
$10.2M -$277K -14,312 -3%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$10.2M +$1.08M +55,883 +12%
AG
22
Advisor Group
Arizona
$9.44M +$891K +46,066 +10%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$9.32M
CWM
24
Cornerstone Wealth Management
Missouri
$9.16M +$3.38M +174,866 New
OA
25
Oxbow Advisors
Texas
$8.54M +$8.66M +447,981 New

FPE Hedge Fund Activity: Q2 2018 in Review

188 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q2 2018, worth a combined $1.55B — down 5.5% from $1.64B a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of FPE and 19 opened new positions — a net loss of 18 holders — while 61 trimmed existing stakes and 72 added.

The largest buyer was Royal Bank of Canada, adding an estimated $15.7M. The largest seller was CNO Financial Group, exiting entirely with an estimated $38.9M sold.

  • 188 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q2 2018, down from 208 in Q1 2018.
  • Funds reported $1.55B of First Trust Preferred Securities and Income ETF stock for Q2 2018, down 5.5% quarter-over-quarter.
  • 19 funds opened new First Trust Preferred Securities and Income ETF positions in Q2 2018 and 37 closed out, a net change of -18 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q2 2018 was Royal Bank of Canada, an estimated $15.7M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q2 2018 was CNO Financial Group, an estimated $38.9M sold.

Based on aggregated 13F filings for Q2 2018.