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First Trust Preferred Securities and Income ETF

21 hedge funds and large institutions have $24.8M invested in First Trust Preferred Securities and Income ETF in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

22% more capital invested

Capital invested by funds: $20.3M → $24.8M (+$4.48M)

17% more funds holding

Funds holding: 1821 (+3)

4.82% more ownership

Funds ownership: 37.69%42.51% (+4.8%)

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M +$1.14M +61,639 +10%
Bank of America
2
Bank of America
North Carolina
$2.75M +$305K +16,514 +13%
LPL Financial
3
LPL Financial
California
$1.31M +$101K +5,496 +9%
TT
4
Tower Trust
Indiana
$1.15M -$50.9K -2,757 -4%
U
5
UBS
Switzerland
$1.07M +$329K +17,820 +46%
VKH
6
Virtu KCG Holdings
New York
$1.02M +$1.01M +54,506 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$795K -$626K -33,878 -44%
JP Morgan Chase
8
JP Morgan Chase
New York
$773K +$158K +8,571 +26%
Stifel Financial
9
Stifel Financial
Missouri
$724K +$712K +38,560 New
HFS
10
HL Financial Services
Kentucky
$602K +$9.23K +500 +2%
AIM
11
Aspen Investment Management
Michigan
$469K -$169K -9,140 -27%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$440K +$432K +23,417 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$349K +$90.4K +4,896 +36%
Deutsche Bank
14
Deutsche Bank
Germany
$319K +$3.69K +200 +1%
Jane Street
15
Jane Street
New York
$296K +$292K +15,786 New
IH
16
IFC Holdings
Florida
$234K +$31.9K +1,727 +16%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$32K -$10.7K -581 -25%
DADC
18
D.A. Davidson & Co
Montana
$18K
MFS
19
MSI Financial Services
Massachusetts
$12K +$1.11K +60 +10%
Citigroup
20
Citigroup
New York
$4K -$96.4K -5,219 -96%
FBT
21
Founders Bank & Trust
Michigan
$2K
BAS
22
Brown Advisory Securities
Maryland
-$193K -10,700 Closed