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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$958M +$14.3M +796,039 +2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$350M +$535K +29,724 +0.2%
LPL Financial
3
LPL Financial
California
$331M +$12.1M +672,035 +4%
Wells Fargo
4
Wells Fargo
California
$328M +$23.5M +1,303,815 +8%
Raymond James Financial
5
Raymond James Financial
Florida
$179M -$3.56M -197,827 -2%
UBS Group
6
UBS Group
Switzerland
$163M -$4.2M -233,166 -2%
Bank of America
7
Bank of America
North Carolina
$162M +$7.8M +432,908 +5%
Ameriprise
8
Ameriprise
Minnesota
$93.8M +$3.99M +221,564 +4%
HighTower Advisors
9
HighTower Advisors
Illinois
$62.1M +$194K +10,752 +0.3%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$58.6M +$5.63M +312,406 +11%
Stifel Financial
11
Stifel Financial
Missouri
$46.6M +$4.56M +253,077 +11%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$45M -$211K -11,735 -0.5%
KAS
13
Kestra Advisory Services
Texas
$43.3M -$77.7K -4,315 -0.2%
MCM
14
MAI Capital Management
Ohio
$39.7M +$4M +222,015 +11%
Osaic Holdings
15
Osaic Holdings
Arizona
$39.6M -$441K -24,504 -1%
AA
16
Advisory Alpha
Michigan
$39.1M +$671K +37,274 +2%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$36.5M +$80.1K +4,447 +0.2%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$36.3M +$1.2M +66,507 +3%
MFG
19
Magnus Financial Group
New York
$35M +$1.33M +74,052 +4%
PNC
20
Park National Corp
Ohio
$34M +$672K +37,325 +2%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$27.7M +$4.2M +232,926 +18%
FWP
22
Falcon Wealth Planning
California
$27.4M +$365K +20,285 +1%
Truist Financial
23
Truist Financial
North Carolina
$27.4M +$533K +29,570 +2%
AWM
24
Affinity Wealth Management
Delaware
$27M +$376K +20,880 +1%
PFS
25
Prospera Financial Services
Texas
$25.3M -$1.86M -103,077 -7%