UBS’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

UBS’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.11M	Buy	111,651 +42,511	+61%	+$813K	﹤0.01%	2864
2014 Q2	$1.33M	Buy	69,140 +12,378	+22%	+$236K	﹤0.01%	3283
2014 Q1	$1.07M	Buy	56,762 +17,820	+46%	+$329K	﹤0.01%	3430
2013 Q4	$698K	Buy	38,942 +24,966	+179%	+$451K	﹤0.01%	3945
2013 Q3	$252K	Buy	13,976 +2,827	+25%	+$52.6K	﹤0.01%	4894
2013 Q2	$218K	Buy	+11,149	New	+$226K	﹤0.01%	4997

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

ONB

Old National Bancorp Evansville, Indiana $5.02B AUM 25.65% 1-Year Est. Return

NES

New England Securities New York $285M AUM 7.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

UBS's FPE Position: Q3 2014 in Review

UBS increased its First Trust Preferred Securities and Income ETF (FPE) stake by 61% in Q3 2014, buying an estimated $813K and bringing the position to 111,651 shares worth $2.11M. The position accounts for ﹤0.01% of the portfolio, ranked #2864.

UBS first reported a position in FPE in Q2 2013 and has held it in 6 quarters since. 27 funds tracked by Wall St. Rank hold FPE as of Q3 2014.

UBS held 111,651 shares of First Trust Preferred Securities and Income ETF worth $2.11M as of Q3 2014.
UBS bought 42,511 First Trust Preferred Securities and Income ETF shares in Q3 2014, an estimated $813K.
First Trust Preferred Securities and Income ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2864 holding.
UBS first reported a position in First Trust Preferred Securities and Income ETF in Q2 2013 and has held it in 6 quarters since.
27 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.