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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTFC icon
601
Wintrust Financial
WTFC
$10.7B
$1.48M 0.02%
10,683
+838
+9% +$121K
PFFD icon
602
Global X US Preferred ETF
PFFD
$2.13B
$1.48M 0.02%
80,653
+1,270
+2% +$24.3K
SJNK icon
603
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.48M 0.02%
59,198
-3,418
-5% -$86.2K
EBAY icon
604
eBay
EBAY
$48.6B
$1.47M 0.02%
16,154
+1,854
+13% +$167K
SYY icon
605
Sysco
SYY
$39.7B
$1.47M 0.02%
20,567
+361
+2% +$29.8K
VDC icon
606
Vanguard Consumer Staples ETF
VDC
$7.86B
$1.46M 0.02%
6,501
-51,095
-89% -$11.7M
GIS icon
607
General Mills
GIS
$19.2B
$1.46M 0.02%
39,222
+255
+0.7% +$11.1K
FLEX icon
608
Flex
FLEX
$43.4B
$1.44M 0.02%
21,958
+4,607
+27% +$295K
EDIV icon
609
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.43M 0.02%
36,272
+3,091
+9% +$126K
EJUL icon
610
Innovator Emerging Markets Power Buffer ETF July
EJUL
$167M
$1.42M 0.02%
47,671
-125
-0.3% -$3.77K
NSC icon
611
Norfolk Southern
NSC
$78.8B
$1.42M 0.02%
4,959
+680
+16% +$202K
MCO icon
612
Moody's
MCO
$81.7B
$1.41M 0.02%
3,242
-43
-1% -$20.3K
INGR icon
613
Ingredion
INGR
$6.38B
$1.41M 0.02%
12,548
+471
+4% +$54.1K
IDXX icon
614
Idexx Laboratories
IDXX
$42.9B
$1.41M 0.02%
2,505
-36
-1% -$23.1K
BR icon
615
Broadridge
BR
$17.2B
$1.4M 0.02%
8,632
+2,163
+33% +$411K
NET icon
616
Cloudflare
NET
$93B
$1.4M 0.02%
6,793
+372
+6% +$70.9K
LMUB
617
iShares Long-Term National Muni Bond ETF
LMUB
$1.68B
$1.4M 0.02%
+28,019
New +$1.42M
PGX icon
618
Invesco Preferred ETF
PGX
$3.84B
$1.39M 0.02%
127,983
+1,866
+1% +$21.1K
AFL icon
619
Aflac
AFL
$63.9B
$1.39M 0.02%
12,689
+1,958
+18% +$217K
UAL icon
620
United Airlines
UAL
$38.4B
$1.39M 0.02%
15,094
-1,928
-11% -$202K
IJUL icon
621
Innovator International Developed Power Buffer ETF July
IJUL
$238M
$1.39M 0.02%
41,042
-108
-0.3% -$3.69K
MRSH
622
Marsh
MRSH
$86.3B
$1.38M 0.02%
7,973
+756
+10% +$136K
TER icon
623
Teradyne
TER
$54.8B
$1.38M 0.02%
4,658
-1,454
-24% -$405K
BOND icon
624
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$1.38M 0.02%
14,946
+4,053
+37% +$378K
MSI icon
625
Motorola Solutions
MSI
$69.4B
$1.37M 0.02%
3,166
-2,577
-45% -$1.12M
23 24
25
26 27

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.