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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEQ
576
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.6M 0.02%
147,277
-94
-0.1% -$1.04K
FLGB icon
577
Franklin FTSE United Kingdom ETF
FLGB
$887M
$1.6M 0.02%
45,965
+3,474
+8% +$122K
SNPS icon
578
Synopsys
SNPS
$71.5B
$1.6M 0.02%
4,026
+864
+27% +$391K
LHX icon
579
L3Harris
LHX
$55.9B
$1.59M 0.02%
4,603
-15
-0.3% -$5.24K
PFF icon
580
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.58M 0.02%
52,047
-2,410
-4% -$75.5K
EXC icon
581
Exelon
EXC
$48.6B
$1.57M 0.02%
32,005
+757
+2% +$35.2K
SCHF icon
582
Schwab International Equity ETF
SCHF
$65.6B
$1.57M 0.02%
63,379
+3,422
+6% +$87K
WMG icon
583
Warner Music
WMG
$13.8B
$1.57M 0.02%
61,299
+11,486
+23% +$326K
TRGP icon
584
Targa Resources
TRGP
$60.4B
$1.56M 0.02%
6,240
+5,071
+434% +$1.1M
MINT icon
585
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.56M 0.02%
15,536
+6,312
+68% +$635K
IAUM icon
586
iShares Gold Trust Micro
IAUM
$6.36B
$1.56M 0.02%
33,397
-319
-0.9% -$15.5K
ILF icon
587
iShares Latin America 40 ETF
ILF
$3.77B
$1.55M 0.02%
43,617
+16,887
+63% +$585K
DAL icon
588
Delta Air Lines
DAL
$55.9B
$1.54M 0.02%
23,219
+8
+0% +$539
NLY icon
589
Annaly Capital Management
NLY
$16.9B
$1.54M 0.02%
72,954
+1,991
+3% +$45.3K
VRSN icon
590
VeriSign
VRSN
$25.3B
$1.54M 0.02%
6,205
+740
+14% +$176K
EMXC icon
591
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$1.54M 0.02%
19,571
+5,507
+39% +$443K
XLV icon
592
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.54M 0.02%
10,480
+89
+0.9% +$13.7K
FOXA icon
593
Fox Class A
FOXA
$23.2B
$1.53M 0.02%
26,284
+1,863
+8% +$119K
LITL
594
Simplify Piper Sandler US Small-Cap PLUS Income ETF
LITL
$6.74M
$1.52M 0.02%
53,320
+906
+2% +$27.1K
CGNG
595
Capital Group New Geography Equity ETF
CGNG
$2.61B
$1.52M 0.02%
48,119
+6,836
+17% +$227K
AEE icon
596
Ameren
AEE
$31.5B
$1.52M 0.02%
13,809
+1,877
+16% +$201K
OSIS icon
597
OSI Systems
OSIS
$3.57B
$1.52M 0.02%
5,716
+4
+0.1% +$1.11K
ICVT icon
598
iShares Convertible Bond ETF
ICVT
$7.23B
$1.52M 0.02%
14,894
-1,641
-10% -$170K
GHY
599
PGIM Global High Yield Fund
GHY
$478M
$1.5M 0.02%
128,474
+5,347
+4% +$66.5K
HLN icon
600
Haleon
HLN
$43.1B
$1.49M 0.02%
148,676
+14,007
+10% +$146K
22 23
24
25 26

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.