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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFSM icon
526
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.43B
$1.84M 0.03%
57,625
+10,852
+23% +$355K
JSMD icon
527
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$1.83M 0.03%
23,010
+771
+3% +$64.5K
RIV
528
RiverNorth Opportunities Fund
RIV
$308M
$1.82M 0.03%
164,103
-11,780
-7% -$138K
LH icon
529
Labcorp
LH
$24.3B
$1.82M 0.03%
6,822
-278
-4% -$75.3K
FAST icon
530
Fastenal
FAST
$54B
$1.82M 0.03%
39,180
-1,992
-5% -$89.4K
XEL icon
531
Xcel Energy
XEL
$51B
$1.82M 0.03%
22,857
-1,974
-8% -$155K
STZ icon
532
Constellation Brands
STZ
$22.2B
$1.81M 0.03%
12,054
+1,253
+12% +$194K
EOCT icon
533
Innovator Emerging Markets Power Buffer ETF October
EOCT
$104M
$1.8M 0.03%
56,457
-391
-0.7% -$12.7K
SKYY icon
534
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.79M 0.03%
16,375
-5,791
-26% -$674K
FIS icon
535
Fidelity National Information Services
FIS
$21.5B
$1.78M 0.03%
38,010
+9,739
+34% +$524K
LNG icon
536
Cheniere Energy
LNG
$56.5B
$1.78M 0.03%
6,270
+703
+13% +$162K
PPA icon
537
Invesco Aerospace & Defense ETF
PPA
$8.27B
$1.77M 0.03%
10,704
+1,652
+18% +$289K
PWR icon
538
Quanta Services
PWR
$93.9B
$1.77M 0.03%
3,223
+129
+4% +$66.4K
IMCV icon
539
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$1.77M 0.03%
20,867
+766
+4% +$65.9K
SDY icon
540
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.77M 0.03%
12,118
-276
-2% -$41.1K
SPG icon
541
Simon Property Group
SPG
$74.5B
$1.77M 0.03%
9,475
+386
+4% +$73.6K
ENSG icon
542
The Ensign Group
ENSG
$10.1B
$1.76M 0.03%
8,755
+477
+6% +$93.3K
NTAP icon
543
NetApp
NTAP
$32.9B
$1.76M 0.03%
17,186
+3,127
+22% +$317K
FVD icon
544
First Trust Value Line Dividend Fund
FVD
$8.29B
$1.75M 0.03%
37,292
-1,496
-4% -$71.8K
SMFG icon
545
Sumitomo Mitsui Financial
SMFG
$166B
$1.74M 0.03%
88,242
-2,536
-3% -$53.3K
NGG icon
546
National Grid
NGG
$82.7B
$1.74M 0.03%
20,598
+2,267
+12% +$195K
DXCM icon
547
DexCom
DXCM
$27.6B
$1.74M 0.03%
27,651
-2,674
-9% -$186K
LYG icon
548
Lloyds Banking Group
LYG
$87.4B
$1.74M 0.03%
345,168
+2,360
+0.7% +$12.9K
MMM icon
549
3M
MMM
$89B
$1.73M 0.03%
11,934
-10,030
-46% -$1.6M
BABA icon
550
Alibaba
BABA
$269B
$1.73M 0.03%
13,757
+111
+0.8% +$16.7K
20 21
22
23 24

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.