Principal Securities’s Alibaba BABA Stock Holding History

Principal Securities’s Portfolio BABA Stock Details BABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.28M	Sell	13,374 -383	-3%	-$48K	0.02%	699
2026 Q1	$1.73M	Buy	13,757 +111	+0.8%	+$16.7K	0.03%	550
2025 Q4	$2M	Sell	13,646 -1,047	-7%	-$171K	0.03%	477
2025 Q3	$2.63M	Sell	14,693 -127	-0.9%	-$16.6K	0.04%	375
2025 Q2	$1.68M	Sell	14,820 -2,003	-12%	-$237K	0.03%	461
2025 Q1	$1.43M	Buy	16,823 +89	+0.5%	+$10.3K	0.03%	444
2024 Q4	$1.42M	Sell	16,734 -456	-3%	-$43.1K	0.03%	444
2024 Q3	$1.82M	Buy	17,190 +5,931	+53%	+$485K	0.04%	376
2024 Q2	$811K	Sell	11,259 -8	-0.1%	-$613	0.02%	537
2024 Q1	$815K	Sell	11,267 -2,103	-16%	-$154K	0.03%	505
2023 Q4	$1.04M	Buy	+13,370	New	+$1.07M	0.04%	399

Other funds holding BABA

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

HSBC Holdings London, United Kingdom $239B AUM 42.32% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

UBS AM Chicago, Illinois $550B AUM 43.33% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Principal Securities's BABA Position: Q2 2026 in Review

Principal Securities reduced its Alibaba (BABA) stake by 2.8% in Q2 2026, selling an estimated $48K and leaving 13,374 shares worth $1.28M. The position accounts for 0.02% of the portfolio, ranked #699.

Principal Securities first reported a position in BABA in Q4 2023 and has held it in 11 quarters since. The position peaked at $2.63M in Q3 2025. 1,224 funds tracked by Wall St. Rank hold BABA as of Q2 2026.

Principal Securities held 13,374 shares of Alibaba worth $1.28M as of Q2 2026.
Principal Securities sold 383 Alibaba shares in Q2 2026, an estimated $48K.
Alibaba made up 0.02% of Principal Securities's portfolio in Q2 2026, its #699 holding.
Principal Securities first reported a position in Alibaba in Q4 2023 and has held it in 11 quarters since.
Principal Securities's Alibaba position peaked at $2.63M in Q3 2025.
1,224 funds tracked by Wall St. Rank held Alibaba as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.