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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRH icon
476
CRH
CRH
$66.7B
$2.08M 0.03%
19,825
-14,074
-42% -$1.65M
GOF icon
477
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.08M 0.03%
188,994
+19,391
+11% +$234K
ETR icon
478
Entergy
ETR
$54.1B
$2.08M 0.03%
18,534
+213
+1% +$21.4K
SGOV icon
479
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$2.06M 0.03%
20,510
-682
-3% -$68.6K
YYY icon
480
Amplify CEF High Income ETF
YYY
$716M
$2.06M 0.03%
186,875
+7,001
+4% +$80.8K
SAP icon
481
SAP
SAP
$187B
$2.06M 0.03%
12,013
+1,069
+10% +$221K
VOX icon
482
Vanguard Communication Services ETF
VOX
$5.53B
$2.06M 0.03%
11,433
-24,282
-68% -$4.62M
FTGC icon
483
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$2.05M 0.03%
71,573
+1,965
+3% +$50.8K
VVR icon
484
Invesco Senior Income Trust
VVR
$456M
$2.05M 0.03%
637,401
+43,036
+7% +$138K
BBVA icon
485
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$2.05M 0.03%
94,585
-25,923
-22% -$600K
AMT icon
486
American Tower
AMT
$77.7B
$2.04M 0.03%
11,825
+476
+4% +$85.6K
VRP icon
487
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.03M 0.03%
84,850
-4,350
-5% -$106K
XRMI icon
488
Global X S&P 500 Risk Managed Income ETF
XRMI
$49.6M
$2.03M 0.03%
119,883
+5,424
+5% +$95.9K
CTVA icon
489
Corteva
CTVA
$59.7B
$2.03M 0.03%
24,204
+3,687
+18% +$278K
TCAF icon
490
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$2.03M 0.03%
56,925
+7,049
+14% +$264K
VRT icon
491
Vertiv
VRT
$112B
$2.02M 0.03%
8,070
+1,141
+16% +$253K
SCHX icon
492
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.01M 0.03%
78,534
-815
-1% -$21.9K
SGOL icon
493
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$2M 0.03%
44,890
-444
-1% -$20.6K
ZTS icon
494
Zoetis
ZTS
$31.6B
$2M 0.03%
16,902
+7,476
+79% +$924K
FN icon
495
Fabrinet
FN
$17.1B
$2M 0.03%
3,827
-441
-10% -$224K
GM icon
496
General Motors
GM
$74.7B
$1.99M 0.03%
26,741
-7,545
-22% -$600K
BLW icon
497
BlackRock Limited Duration Income Trust
BLW
$491M
$1.99M 0.03%
157,680
-387
-0.2% -$5.22K
PAYX icon
498
Paychex
PAYX
$40.4B
$1.98M 0.03%
21,529
+2,257
+12% +$223K
AJG icon
499
Arthur J. Gallagher & Co
AJG
$63.7B
$1.98M 0.03%
9,149
-2,856
-24% -$660K
DVY icon
500
iShares Select Dividend ETF
DVY
$24B
$1.98M 0.03%
13,058
+15
+0.1% +$2.27K
18 19
20
21 22

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.