Principal Securities’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Principal Securities’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.85M	Buy	260,787 +71,793	+38%	+$801K	0.03%	420
2026 Q1	$2.08M	Buy	188,994 +19,391	+11%	+$234K	0.03%	477
2025 Q4	$2.18M	Buy	169,603 +16,043	+10%	+$210K	0.03%	442
2025 Q3	$2.3M	Buy	153,560 +8,100	+6%	+$121K	0.04%	404
2025 Q2	$2.17M	Buy	145,460 +12,695	+10%	+$185K	0.04%	389
2025 Q1	$2.03M	Hold	132,765	–	–	0.05%	358
2024 Q4	$2.03M	Buy	132,765 +6,879	+5%	+$108K	0.05%	353
2024 Q3	$1.98M	Buy	125,886 +17,720	+16%	+$272K	0.05%	351
2024 Q2	$1.61M	Buy	108,166 +13,173	+14%	+$192K	0.04%	350
2024 Q1	$1.36M	Buy	94,993 +9,686	+11%	+$134K	0.04%	372
2023 Q4	$1.09M	Buy	+85,307	New	+$1.11M	0.04%	386

Other funds holding GOF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

EPG

Estate Planners Group Yardley, Pennsylvania $221M AUM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

VCP

Verus Capital Partners Scottsdale, Arizona $1.85B AUM 60.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

KCP

Kera Capital Partners San Jose, California $1.04B AUM 52.56% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Principal Securities's GOF Position: Q2 2026 in Review

Principal Securities increased its Guggenheim Strategic Opportunities Fund (GOF) stake by 38% in Q2 2026, buying an estimated $801K and bringing the position to 260,787 shares worth $2.85M. The position accounts for 0.03% of the portfolio, ranked #420.

Principal Securities first reported a position in GOF in Q4 2023 and has held it in 11 quarters since. 212 funds tracked by Wall St. Rank hold GOF as of Q2 2026.

Principal Securities held 260,787 shares of Guggenheim Strategic Opportunities Fund worth $2.85M as of Q2 2026.
Principal Securities bought 71,793 Guggenheim Strategic Opportunities Fund shares in Q2 2026, an estimated $801K.
Guggenheim Strategic Opportunities Fund made up 0.03% of Principal Securities's portfolio in Q2 2026, its #420 holding.
Principal Securities first reported a position in Guggenheim Strategic Opportunities Fund in Q4 2023 and has held it in 11 quarters since.
212 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.