Principal Securities’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Principal Securities’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.08M	Buy	188,994 +19,391	+11%	+$234K	0.03%	477
2025 Q4	$2.18M	Buy	169,603 +16,043	+10%	+$210K	0.03%	442
2025 Q3	$2.3M	Buy	153,560 +8,100	+6%	+$121K	0.04%	404
2025 Q2	$2.17M	Buy	145,460 +12,695	+10%	+$185K	0.04%	389
2025 Q1	$2.03M	Hold	132,765	–	–	0.05%	358
2024 Q4	$2.03M	Buy	132,765 +6,879	+5%	+$108K	0.05%	353
2024 Q3	$1.98M	Buy	125,886 +17,720	+16%	+$272K	0.05%	351
2024 Q2	$1.61M	Buy	108,166 +13,173	+14%	+$192K	0.04%	350
2024 Q1	$1.36M	Buy	94,993 +9,686	+11%	+$134K	0.04%	372
2023 Q4	$1.09M	Buy	+85,307	New	+$1.11M	0.04%	386

Other funds holding GOF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VCP

Verus Capital Partners Scottsdale, Arizona $1.46B AUM 27.29% 1-Year Est. Return

EPG

Estate Planners Group Yardley, Pennsylvania $208M AUM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Principal Securities's GOF Position: Q1 2026 in Review

Principal Securities increased its Guggenheim Strategic Opportunities Fund (GOF) stake by 11% in Q1 2026, buying an estimated $234K and bringing the position to 188,994 shares worth $2.08M. The position accounts for 0.03% of the portfolio, ranked #477.

Principal Securities first reported a position in GOF in Q4 2023 and has held it in 10 quarters since. The position peaked at $2.3M in Q3 2025. 200 funds tracked by Wall St. Rank hold GOF as of Q1 2026.

Principal Securities held 188,994 shares of Guggenheim Strategic Opportunities Fund worth $2.08M as of Q1 2026.
Principal Securities bought 19,391 Guggenheim Strategic Opportunities Fund shares in Q1 2026, an estimated $234K.
Guggenheim Strategic Opportunities Fund made up 0.03% of Principal Securities's portfolio in Q1 2026, its #477 holding.
Principal Securities first reported a position in Guggenheim Strategic Opportunities Fund in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Guggenheim Strategic Opportunities Fund position peaked at $2.3M in Q3 2025.
200 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.