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Guggenheim Strategic Opportunities Fund

196 hedge funds and large institutions have $553M invested in Guggenheim Strategic Opportunities Fund in 2025 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 72 increasing their positions, 57 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

50% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 26

26% more repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 57

15% more capital invested

Capital invested by funds: $480M → $553M (+$72.7M)

6.63% more ownership

Funds ownership: 19.8%26.43% (+6.6%)

6% more funds holding

Funds holding: 185196 (+11)

Holders
196
Holders Change
+11
Holders Change %
+5.95%
% of All Funds
2.38%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.06%
New
39
Increased
72
Reduced
57
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$90.4M -$14.9M -1,135,746 -14%
LPL Financial
2
LPL Financial
California
$32.9M +$1.99M +151,730 +6%
VCP
3
Verus Capital Partners
Arizona
$30M +$702K +53,604 +2%
EPG
4
Estate Planners Group
Pennsylvania
$29.5M +$30M +2,292,778 New
UBS Group
5
UBS Group
Switzerland
$21.8M +$1.45M +111,064 +7%
BlackRock
6
BlackRock
New York
$20.9M +$21M +1,605,725 +10,425%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$19.3M +$9.16M +699,678 +88%
Invesco
8
Invesco
Georgia
$17M +$17.3M +1,322,981 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$16.2M +$748K +57,105 +5%
LSC
10
Logan Stone Capital
Illinois
$12.8M +$13M +990,476 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.7M +$2.89M +220,960 +29%
Osaic Holdings
12
Osaic Holdings
Arizona
$12.3M +$22.9K +1,748 +0.2%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$11.9M +$12.1M +927,245 New
CW
14
CreativeOne Wealth
Kansas
$11.6M +$1.04M +79,116 +10%
RCM
15
Rivernorth Capital Management
Florida
$10.5M +$10.6M +811,692 New
MML Investors Services
16
MML Investors Services
Massachusetts
$10.2M -$474K -36,203 -4%
Cohen & Steers
17
Cohen & Steers
New York
$9.94M +$5.7M +435,000 +129%
Truist Financial
18
Truist Financial
North Carolina
$9.88M +$4.48M +342,456 +81%
Raymond James Financial
19
Raymond James Financial
Florida
$9.42M +$316K +24,100 +3%
SAM
20
Secure Asset Management
Michigan
$7.03M +$956K +73,039 +15%
PFA
21
Petra Financial Advisors
Colorado
$5.9M +$32.6K +2,487 +0.5%
Bank of America
22
Bank of America
North Carolina
$5.9M -$609K -46,528 -9%
PCIA
23
Prime Capital Investment Advisors
Kansas
$5.43M -$259K -19,778 -4%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$5.23M +$482K +36,845 +10%
Jane Street
25
Jane Street
New York
$4.74M +$3.69M +281,482 +324%