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Guggenheim Strategic Opportunities Fund

141 hedge funds and large institutions have $329M invested in Guggenheim Strategic Opportunities Fund in 2024 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 61 increasing their positions, 38 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 38

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

29% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 17

3% more funds holding

Funds holding: 137141 (+4)

8% less capital invested

Capital invested by funds: $357M → $329M (-$27.8M)

8.07% less ownership

Funds ownership: 24.84%16.77% (-8.1%)

Holders
141
Holders Change
+4
Holders Change %
+2.92%
% of All Funds
2.03%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
22
Increased
61
Reduced
38
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$102M -$76.3M -5,496,736 -44%
LPL Financial
2
LPL Financial
California
$18.1M +$3M +216,289 +21%
PCIA
3
Prime Capital Investment Advisors
Kansas
$18.1M +$1.25M +90,078 +8%
UBS Group
4
UBS Group
Switzerland
$16.8M -$515K -37,070 -3%
Osaic Holdings
5
Osaic Holdings
Arizona
$12.1M +$1.62M +116,914 +16%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11M +$818K +58,922 +8%
Cohen & Steers
7
Cohen & Steers
New York
$10.5M +$139K +10,000 +1%
CW
8
CreativeOne Wealth
Kansas
$7.22M +$894K +64,415 +15%
VCP
9
Verus Capital Partners
Arizona
$6.3M +$170K +12,280 +3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$6.16M +$89.8K +6,470 +2%
AWS
11
Atria Wealth Solutions
New York
$5.79M +$212K +15,255 +4%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$5.29M +$3M +216,117 +141%
Bank of America
13
Bank of America
North Carolina
$4.83M +$520K +37,438 +12%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$4.67M +$119K +8,565 +3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.56M -$216K -15,558 -5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$4.38M -$159K -11,457 -4%
RB
17
Richmond Brothers
Michigan
$4.33M +$67K +4,826 +2%
BCA
18
Bay Colony Advisors
Massachusetts
$4.19M +$385K +27,722 +10%
HIC
19
Hartline Investment Corp
Illinois
$4.19M +$4.06M +292,689 New
SWP
20
Significant Wealth Partners
Illinois
$3.96M +$1.45M +104,668 +61%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$3.73M -$285K -20,497 -7%
PFA
22
Petra Financial Advisors
Colorado
$3.69M +$145K +10,413 +4%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$3.65M +$132K +9,496 +4%
MML Investors Services
24
MML Investors Services
Massachusetts
$3.34M +$2.02M +145,176 +165%
MGWM
25
Marks Group Wealth Management
Minnesota
$2.75M

GOF Hedge Fund Activity: Q1 2024 in Review

141 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2024, worth a combined $329M — down 7.8% from $357M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new GOF positions and 17 closed out — a net gain of 5 holders — while 61 added to existing stakes and 38 trimmed.

The largest buyer was Hartline Investment Corp, opening a new position worth an estimated $4.06M. The largest seller was Morgan Stanley, cutting an estimated $76.3M.

  • 141 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2024, up from 137 in Q4 2023.
  • Funds reported $329M of Guggenheim Strategic Opportunities Fund stock for Q1 2024, down 7.8% quarter-over-quarter.
  • 22 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2024 and 17 closed out, a net change of +5 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2024 was Hartline Investment Corp, an estimated $4.06M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q1 2024 was Morgan Stanley, an estimated $76.3M sold.

Based on aggregated 13F filings for Q1 2024.