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Guggenheim Strategic Opportunities Fund

45 hedge funds and large institutions have $69.7M invested in Guggenheim Strategic Opportunities Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 12

14% more capital invested

Capital invested by funds: $61.1M → $69.7M (+$8.64M)

0% more funds holding

Funds holding: 4545 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

0.14% less ownership

Funds ownership: 14.74%14.61% (-0.14%)

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
23
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.3M +$4.03M +190,351 +49%
GC
2
Guggenheim Capital
Illinois
$11.4M -$130K -6,142 -1%
UBS Group
3
UBS Group
Switzerland
$5.06M +$221K +10,427 +5%
Bank of America
4
Bank of America
North Carolina
$4.19M +$1.35M +63,745 +48%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.14M +$1.68M +79,367 +69%
UR
6
USCA RIA
Texas
$3.42M
Bessemer Group
7
Bessemer Group
New Jersey
$3.24M -$1.59M -75,000 -33%
Cohen & Steers
8
Cohen & Steers
New York
$2.67M -$22.9K -1,082 -0.9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.26M +$547K +25,818 +32%
Invesco
10
Invesco
Georgia
$2.12M -$307K -14,492 -13%
AAM
11
Advisors Asset Management
Colorado
$1.57M -$46.5K -2,194 -3%
SPC
12
Sigma Planning Corp
Michigan
$1.55M -$57.1K -2,697 -4%
AG
13
Advisor Group
Arizona
$1.53M +$576K +27,208 +61%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.31M +$76.7K +3,623 +6%
Wells Fargo
15
Wells Fargo
California
$1.25M -$51.5K -2,433 -4%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.02M +$69.2K +3,268 +7%
MFW
17
Mosaic Family Wealth
Missouri
$1.02M -$44K -2,079 -4%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$950K +$232K +10,975 +33%
Ameriprise
19
Ameriprise
Minnesota
$900K +$60.9K +2,878 +7%
NPC
20
National Planning Corporation
California
$655K +$277K +13,090 +74%
CIBC Private Wealth Group
21
CIBC Private Wealth Group
Georgia
$628K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$627K +$36.7K +1,732 +6%
VF
23
Virtu Financial
New York
$561K +$558K +26,344 New
LPL Financial
24
LPL Financial
California
$526K +$33.2K +1,566 +7%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$525K +$19.5K +920 +4%

GOF Hedge Fund Activity: Q3 2017 in Review

45 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2017, worth a combined $69.7M — up 14% from $61.1M a quarter earlier.

Fund positioning in GOF was balanced in Q3 2017: 3 funds opened new positions, 3 closed out, 23 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.03M. The largest seller was Bessemer Group, cutting an estimated $1.59M.

  • 45 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $69.7M of Guggenheim Strategic Opportunities Fund stock for Q3 2017, up 14% quarter-over-quarter.
  • 3 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2017 and 3 closed out, a net change of 0 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2017 was Morgan Stanley, an estimated $4.03M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q3 2017 was Bessemer Group, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2017.