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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

45 hedge funds and large institutions have $69.7M invested in Guggenheim Strategic Opportunities Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
45
Holders Change
–
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
23
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$12.3M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.15M
3
Bank of America
3
Bank of America
North Carolina
$4.19M
4
AG
4
Advisor Group
Arizona
$1.53M
5
VF
5
Virtu Financial
New York
$561K

Top Sellers

1
Bessemer Group
1
Bessemer Group
New Jersey
$3.24M
2
Invesco
2
Invesco
Georgia
$2.12M
3
DC
3
Davenport & Co
Virginia
$0
4
GC
4
Guggenheim Capital
Illinois
$11.4M
5
SPC
5
Sigma Planning Corp
Michigan
$1.56M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.3M 578,170 +190,351 +49%
GC
2
Guggenheim Capital
Illinois
$11.4M 533,050 -6,142 -1%
UBS Group
3
UBS Group
Switzerland
$5.06M 237,610 +10,427 +5%
Bank of America
4
Bank of America
North Carolina
$4.19M 196,615 +63,745 +48%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.15M 194,621 +79,367 +69%
UR
6
USCA RIA
Texas
$3.43M 162,103 – –
Bessemer Group
7
Bessemer Group
New Jersey
$3.24M 151,975 -75,000 -33%
Cohen & Steers
8
Cohen & Steers
New York
$2.67M 125,102 -1,082 -0.9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.26M 106,282 +25,818 +32%
Invesco
10
Invesco
Georgia
$2.12M 99,348 -14,492 -13%
AAM
11
Advisors Asset Management
Colorado
$1.58M 73,958 -2,194 -3%
SPC
12
Sigma Planning Corp
Michigan
$1.56M 73,003 -2,697 -4%
AG
13
Advisor Group
Arizona
$1.53M 71,779 +27,208 +61%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.31M 61,612 +3,623 +6%
Wells Fargo
15
Wells Fargo
California
$1.25M 58,526 -2,433 -4%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.02M 47,932 +3,268 +7%
MFW
17
Mosaic Family Wealth
Missouri
$1.02M 47,783 -2,079 -4%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$950K 44,611 +10,975 +33%
Ameriprise
19
Ameriprise
Minnesota
$900K 42,238 +2,878 +7%
NPC
20
National Planning Corporation
California
$655K 30,734 +13,090 +74%
CIBC Private Wealth Group
21
CIBC Private Wealth Group
Georgia
$628K 29,500 – –
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$627K 29,454 +1,732 +6%
VF
23
Virtu Financial
New York
$561K 26,344 +26,344 New
LPL Financial
24
LPL Financial
California
$526K 24,683 +1,566 +7%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$525K 24,635 +920 +4%
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