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Guggenheim Strategic Opportunities Fund

45 hedge funds and large institutions have $61.1M invested in Guggenheim Strategic Opportunities Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 9

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

12% more capital invested

Capital invested by funds: $54.8M → $61.1M (+$6.32M)

10% more funds holding

Funds holding: 4145 (+4)

0.21% more ownership

Funds ownership: 14.53%14.74% (+0.21%)

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
25
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.4M -$272K -13,000 -2%
Morgan Stanley
2
Morgan Stanley
New York
$8.2M +$1.06M +50,544 +15%
UBS Group
3
UBS Group
Switzerland
$4.8M +$113K +5,390 +2%
Bessemer Group
4
Bessemer Group
New Jersey
$4.8M -$421K -20,075 -8%
UR
5
USCA RIA
Texas
$3.42M +$17.4K +830 +0.5%
Bank of America
6
Bank of America
North Carolina
$2.81M +$760K +36,288 +38%
Cohen & Steers
7
Cohen & Steers
New York
$2.67M +$126K +6,002 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.44M +$238K +11,379 +11%
Invesco
9
Invesco
Georgia
$2.4M -$77.1K -3,682 -3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.7M +$437K +20,860 +35%
AAM
11
Advisors Asset Management
Colorado
$1.61M +$63.3K +3,020 +4%
SPC
12
Sigma Planning Corp
Michigan
$1.6M +$137K +6,523 +9%
Wells Fargo
13
Wells Fargo
California
$1.29M +$30.7K +1,466 +2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.23M +$159K +7,580 +15%
MFW
15
Mosaic Family Wealth
Missouri
$1.05M +$283K +13,504 +37%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$944K +$49.1K +2,343 +6%
AG
17
Advisor Group
Arizona
$943K +$296K +14,120 +46%
Ameriprise
18
Ameriprise
Minnesota
$832K +$208K +9,911 +34%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$710K +$600K +28,629 +572%
CIBC Private Wealth Group
20
CIBC Private Wealth Group
Georgia
$623K +$618K +29,500 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$586K +$7.65K +365 +1%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$501K -$463K -22,098 -48%
RJA
23
Raymond James & Associates
Florida
$491K +$34.2K +1,634 +8%
LPL Financial
24
LPL Financial
California
$488K -$887K -42,356 -65%
JG
25
Jefferies Group
New York
$450K -$13K -619 -3%

GOF Hedge Fund Activity: Q2 2017 in Review

45 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q2 2017, worth a combined $61.1M — up 12% from $54.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GOF positions and 3 closed out — a net gain of 4 holders — while 25 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.06M. The largest seller was LPL Financial, cutting an estimated $887K.

  • 45 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q2 2017, up from 41 in Q1 2017.
  • Funds reported $61.1M of Guggenheim Strategic Opportunities Fund stock for Q2 2017, up 12% quarter-over-quarter.
  • 7 funds opened new Guggenheim Strategic Opportunities Fund positions in Q2 2017 and 3 closed out, a net change of +4 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q2 2017 was Morgan Stanley, an estimated $1.06M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q2 2017 was LPL Financial, an estimated $887K sold.

Based on aggregated 13F filings for Q2 2017.