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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

56 hedge funds and large institutions have $77.6M invested in Guggenheim Strategic Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
28
Reduced
11
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$1.93M
2
Bank of America
Bank of America
North Carolina
+$1.45M
3
MML Investors Services
MML Investors Services
Massachusetts
+$1.08M
4
AG
Advisor Group
Arizona
+$994K
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$420K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.09M
2
CWM
Cornerstone Wealth Management
Missouri
-$1.69M
3
NL
NWAM LLC
Washington
-$853K
4
Cohen & Steers
Cohen & Steers
New York
-$680K
5
SAS
Stelac Advisory Services
New York
-$266K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$25.3M +$73.1K +3,483 +0.3%
UBS Group
2
UBS Group
Switzerland
$5.47M +$153K +7,272 +3%
Cohen & Steers
3
Cohen & Steers
New York
$4.03M -$680K -32,368 -14%
Bank of America
4
Bank of America
North Carolina
$3.74M +$1.45M +68,820 +63%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.94M +$391K +18,645 +15%
Invesco
6
Invesco
Georgia
$2.8M -$138K -6,558 -5%
MML Investors Services
7
MML Investors Services
Massachusetts
$2.39M +$1.08M +51,279 +82%
AG
8
Advisor Group
Arizona
$2.33M +$994K +47,331 +74%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.23M -$2.09M -99,520 -48%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$2.11M +$1.93M +91,909 +1,061%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.88M +$168K +7,994 +10%
RJA
12
Raymond James & Associates
Florida
$1.67M +$133K +6,328 +9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.66M +$253K +12,023 +18%
Ameriprise
14
Ameriprise
Minnesota
$1.47M +$211K +10,062 +17%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.44M +$175K +8,320 +14%
MFW
16
Mosaic Family Wealth
Missouri
$1.43M +$39.1K +1,974 +3%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.35M +$182K +8,687 +16%
AAM
18
Advisors Asset Management
Colorado
$1.33M -$65.9K -3,135 -5%
PCIA
19
Prime Capital Investment Advisors
Kansas
$1.22M -$145K -6,915 -11%
CWM
20
Cornerstone Wealth Management
Missouri
$1.15M -$1.69M -36,074 -59%
SPC
21
Sigma Planning Corp
Michigan
$1.14M +$92.8K +4,420 +9%
Wells Fargo
22
Wells Fargo
California
$1.12M -$11.6K -551 -1%
JG
23
Jefferies Group
New York
$776K +$294K +13,992 +61%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$735K +$420K +20,000 +133%
BTS
25
BB&T Securities
Virginia
$501K -$7.05K -336 -1%
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