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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

43 hedge funds and large institutions have $45.3M invested in Guggenheim Strategic Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+7
Holders Change %
+19.44%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
13
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
$10.6M
2
Cohen & Steers
Cohen & Steers
New York
$2.05M
3
Invesco
Invesco
Georgia
$1.53M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$860K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$502K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$1.55M
2
Morgan Stanley
Morgan Stanley
New York
$6.83M
3
UBS Group
UBS Group
Switzerland
$2.07M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$310K
5
IA
IFP Advisors
Florida
$77K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$10.6M +$10.6M +10,851 New
Morgan Stanley
2
Morgan Stanley
New York
$6.83M -$897K -46,943 -12%
Bessemer Group
3
Bessemer Group
New Jersey
$4.84M -$33.5K -1,751 -0.7%
UR
4
USCA RIA
Texas
$3.11M -$53.7K -2,810 -2%
UBS Group
5
UBS Group
Switzerland
$2.07M -$734K -38,390 -26%
Cohen & Steers
6
Cohen & Steers
New York
$2.05M +$1.09M +57,126 +114%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.8M +$59.7K +3,126 +3%
Bank of America
8
Bank of America
North Carolina
$1.55M -$1.88M -98,442 -55%
Invesco
9
Invesco
Georgia
$1.53M +$1.03M +53,658 +204%
Wells Fargo
10
Wells Fargo
California
$1.31M +$115K +6,016 +10%
LPL Financial
11
LPL Financial
California
$1.28M -$243K -12,605 -16%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.06M +$105K +5,474 +11%
SPC
13
Sigma Planning Corp
Michigan
$959K +$69.1K +3,614 +8%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$860K +$860K +45,015 New
Baird Financial Group
15
Baird Financial Group
Wisconsin
$851K +$18.7K +978 +2%
RJA
16
Raymond James & Associates
Florida
$793K -$91.4K -4,781 -10%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$502K +$261K +13,684 +109%
BTS
18
BB&T Securities
Virginia
$429K -$69.6K -3,647 -14%
NPC
19
National Planning Corporation
California
$329K +$11.5K +601 +4%
MFW
20
Mosaic Family Wealth
Missouri
$324K +$131K +6,875 +68%
MFS
21
MSI Financial Services
Massachusetts
$322K +$5.47K +286 +2%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$310K -$529K -27,666 -63%
GS
23
Girard Securities
California
$287K +$19.6K +1,028 +7%
WA
24
WFG Advisors
Texas
$264K -$9.26K -484 -3%
GWM
25
Geneos Wealth Management
Colorado
$180K -$9.96K -524 -5%
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