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Guggenheim Strategic Opportunities Fund

74 hedge funds and large institutions have $142M invested in Guggenheim Strategic Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 31 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 16

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

10% more capital invested

Capital invested by funds: $129M → $142M (+$13.3M)

6% more funds holding

Funds holding: 7074 (+4)

0.85% less ownership

Funds ownership: 15%14.15% (-0.85%)

Holders
74
Holders Change
+4
Holders Change %
+5.71%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
31
Reduced
16
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.7M +$1.88M +91,480 +5%
GC
2
Guggenheim Capital
Illinois
$11.9M
Osaic Holdings
3
Osaic Holdings
Arizona
$11.8M +$1.84M +89,397 +19%
UBS Group
4
UBS Group
Switzerland
$11M +$161K +7,837 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.31M -$158K -7,667 -2%
Ameriprise
6
Ameriprise
Minnesota
$6.23M +$835K +40,580 +15%
Bank of America
7
Bank of America
North Carolina
$6M -$66.7K -3,242 -1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.27M +$863K +41,928 +26%
MGWM
9
Marks Group Wealth Management
Minnesota
$3.74M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$3.52M -$35.4K -1,721 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.8M +$87.8K +4,264 +3%
RJA
12
Raymond James & Associates
Florida
$2.71M -$743K -36,095 -22%
MFW
13
Mosaic Family Wealth
Missouri
$2.61M +$157K +7,621 +7%
LPL Financial
14
LPL Financial
California
$2.46M +$215K +10,456 +10%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$2.26M +$15.6K +759 +0.7%
PCIA
16
Prime Capital Investment Advisors
Kansas
$2.23M +$35.1K +1,703 +2%
Truist Financial
17
Truist Financial
North Carolina
$2M -$21.7K -1,056 -1%
SPC
18
Sigma Planning Corp
Michigan
$1.88M +$194K +9,414 +12%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.73M +$621K +30,187 +58%
WAP
20
Wealthcare Advisory Partners
Pennsylvania
$1.47M +$301K +14,617 +26%
SFS
21
Sowell Financial Services
Arkansas
$1.39M -$45.6K -2,216 -3%
HI
22
Harbour Investments
Wisconsin
$1.38M +$1.35M +65,584 New
SPIA
23
Steward Partners Investment Advisory
New York
$841K +$677K +32,896 +460%
Jane Street
24
Jane Street
New York
$725K +$711K +34,560 New
DAS
25
Dynamic Advisor Solutions
Arizona
$635K +$116K +5,654 +23%

GOF Hedge Fund Activity: Q1 2021 in Review

74 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2021, worth a combined $142M — up 10% from $129M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GOF positions and 8 closed out — a net gain of 6 holders — while 31 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.88M. The largest seller was Invesco, exiting entirely with an estimated $5.5M sold.

  • 74 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2021, up from 70 in Q4 2020.
  • Funds reported $142M of Guggenheim Strategic Opportunities Fund stock for Q1 2021, up 10% quarter-over-quarter.
  • 14 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2021 and 8 closed out, a net change of +6 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2021 was Morgan Stanley, an estimated $1.88M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q1 2021 was Invesco, an estimated $5.5M sold.

Based on aggregated 13F filings for Q1 2021.