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Guggenheim Strategic Opportunities Fund

30 hedge funds and large institutions have $39.6M invested in Guggenheim Strategic Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

11% more funds holding

Funds holding: 2730 (+3)

9% more capital invested

Capital invested by funds: $36.2M → $39.6M (+$3.35M)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

0.26% less ownership

Funds ownership: 9.15%8.89% (-0.26%)

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$5.94M -$58.5K -2,723 -9%
Morgan Stanley
2
Morgan Stanley
New York
$5.56M -$234K -10,890 -4%
Bank of America
3
Bank of America
North Carolina
$5.32M +$523K +24,332 +11%
GC
4
Guggenheim Capital
Illinois
$4.33M
UBS Group
5
UBS Group
Switzerland
$3.84M +$3.95M +183,921 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.78M +$130K +6,067 +5%
NPC
7
National Planning Corporation
California
$2.23M -$70K -3,259 -3%
Wells Fargo
8
Wells Fargo
California
$1.55M +$44.9K +2,090 +3%
LPL Financial
9
LPL Financial
California
$1.47M -$236K -10,966 -14%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.46M +$137K +6,400 +10%
FAAS
11
First Allied Advisory Services
California
$1.32M +$1.96K +91 +0.1%
SPC
12
Sigma Planning Corp
Michigan
$1.07M +$1.1M +51,025 New
RJA
13
Raymond James & Associates
Florida
$553K -$170K -7,924 -23%
UR
14
USCA RIA
Texas
$475K +$489K +22,750 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$452K -$10.7K -496 -2%
OFG
16
OTA Financial Group
New York
$328K +$338K +15,717 New
WA
17
WFG Advisors
Texas
$218K -$213K -9,932 -49%
MFS
18
MSI Financial Services
Massachusetts
$144K +$2.9K +135 +2%
AIG
19
American International Group
New York
$109K -$53K -2,466 -32%
Citigroup
20
Citigroup
New York
$92K +$82.3K +3,831 +716%
Creative Planning
21
Creative Planning
Kansas
$76K -$2.15K -100 -3%
NES
22
New England Securities
New York
$68K +$46.7K +2,172 +197%
AWM
23
Avior Wealth Management
Nebraska
$53K
GGPS
24
Gary Goldberg Planning Services
New York
$50K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$38K

GOF Hedge Fund Activity: Q4 2014 in Review

30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2014, worth a combined $39.6M — up 9.2% from $36.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GOF positions and 1 closed out — a net gain of 5 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $523K. The largest seller was LPL Financial, cutting an estimated $236K.

  • 30 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2014, up from 27 in Q3 2014.
  • Funds reported $39.6M of Guggenheim Strategic Opportunities Fund stock for Q4 2014, up 9.2% quarter-over-quarter.
  • 6 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2014 and 1 closed out, a net change of +5 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2014 was Bank of America, an estimated $523K added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q4 2014 was LPL Financial, an estimated $236K sold.

Based on aggregated 13F filings for Q4 2014.