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Guggenheim Strategic Opportunities Fund

115 hedge funds and large institutions have $256M invested in Guggenheim Strategic Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
115
Holders Change
+31
Holders Change %
+36.9%
% of All Funds
1.78%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
42
Increased
61
Reduced
5
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$47.7M +$3.26M +177,872 +7%
UBS Group
2
UBS Group
Switzerland
$22.9M +$11.5M +625,576 +100%
Cohen & Steers
3
Cohen & Steers
New York
$17.3M +$16.9M +924,869 +4,614%
Osaic Holdings
4
Osaic Holdings
Arizona
$15.7M +$4.68M +255,420 +43%
Ameriprise
5
Ameriprise
Minnesota
$10.6M +$1.06M +57,951 +11%
KIM
6
Karpus Investment Management
New York
$9.92M +$9.92M +541,434 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.14M +$908K +49,578 +11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.63M +$5.79M +315,798 +203%
Bank of America
9
Bank of America
North Carolina
$8.05M +$2.35M +128,240 +41%
AAM
10
Advisors Asset Management
Colorado
$6.72M +$6.63M +362,011 +7,715%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$5.83M +$524K +28,613 +10%
LPL Financial
12
LPL Financial
California
$5.7M +$3.04M +165,917 +114%
PCIA
13
Prime Capital Investment Advisors
Kansas
$5.64M +$1.17M +64,050 +26%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.79M +$680K +37,098 +17%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.97M +$2.92M +159,440 +279%
MGWM
16
Marks Group Wealth Management
Minnesota
$3.49M +$220K +12,000 +7%
RB
17
Richmond Brothers
Michigan
$3.42M +$3.42M +186,920 New
CP
18
Camelot Portfolios
Ohio
$3.3M +$3.3M +180,183 New
RJA
19
Raymond James & Associates
Florida
$3.27M +$967K +52,783 +42%
YCM
20
Yakira Capital Management
Connecticut
$3.17M +$2.67M +145,486 +533%
CCP
21
Clough Capital Partners
Massachusetts
$2.92M +$2.92M +159,528 New
SPC
22
Sigma Planning Corp
Michigan
$2.8M +$592K +32,327 +27%
MFW
23
Mosaic Family Wealth
Missouri
$2.57M +$80.8K +4,409 +3%
BCA
24
Bay Colony Advisors
Massachusetts
$2.51M +$754K +41,173 +43%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.41M +$341K +18,601 +16%