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Guggenheim Strategic Opportunities Fund
GOF

53 hedge funds and large institutions have $90.4M invested in Guggenheim Strategic Opportunities Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 27 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 7

7% more capital invested

Capital invested by funds: $84.7M → $90.4M (+$5.71M)

0.31% more ownership

Funds ownership: 12.87% → 13.19% (+0.31%)

9% less funds holding

Funds holding: 58 → 53 (-5)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
53
Holders Change
-5
Holders Change %
-8.62%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
27
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$1.54M
2
Morgan Stanley
Morgan Stanley
New York
+$1.06M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.03M
4
Ameriprise
Ameriprise
Minnesota
+$586K
5
SPC
Sigma Planning Corp
Michigan
+$512K

Top Sellers

Rank Fund Capital Flow
1
Cohen & Steers
Cohen & Steers
New York
-$4.14M
2
SG Americas Securities
SG Americas Securities
New York
-$591K
3
Wells Fargo
Wells Fargo
California
-$384K
4
SAS
Stelac Advisory Services
New York
-$256K
5
UR
USCA RIA
Texas
-$247K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27M +$1.06M +52,687 +4%
UBS Group
2
UBS Group
Switzerland
$6.72M +$318K +15,788 +5%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$5.85M +$1.03M +51,277 +22%
AG
4
Advisor Group
Arizona
$4.6M +$416K +20,696 +10%
Invesco
5
Invesco
Georgia
$4.38M +$424K +21,092 +11%
Bank of America
6
Bank of America
North Carolina
$3.79M +$1.54M +76,300 +70%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.41M -$52.8K -2,624 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.96M +$405K +20,128 +16%
Ameriprise
9
Ameriprise
Minnesota
$2.96M +$586K +29,122 +25%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.79M +$59.3K +2,948 +2%
MML Investors Services
11
MML Investors Services
Massachusetts
$2.42M +$132K +6,577 +6%
RJA
12
Raymond James & Associates
Florida
$2.12M +$490K +24,347 +31%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$2.1M +$144K +7,171 +8%
PCIA
14
Prime Capital Investment Advisors
Kansas
$2.07M +$462K +22,977 +29%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.07M +$174K +8,647 +9%
SPC
16
Sigma Planning Corp
Michigan
$1.71M +$512K +25,448 +44%
MFW
17
Mosaic Family Wealth
Missouri
$1.62M +$17.1K +850 +1%
Cohen & Steers
18
Cohen & Steers
New York
$1.54M -$4.14M -205,986 -73%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.1M -$202K -10,048 -16%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$1.08M – – –
BTS
21
BB&T Securities
Virginia
$1.02M +$42.2K +2,098 +4%
Wells Fargo
22
Wells Fargo
California
$732K -$384K -19,078 -35%
CAN
23
Cetera Advisor Networks
California
$669K +$81.4K +4,046 +14%
PAG
24
Private Advisor Group
New Jersey
$652K +$2.41K +120 +0.4%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$511K +$362 +18 +0.1%
1
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GOF Hedge Fund Activity: Q2 2019 in Review

53 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q2 2019, worth a combined $90.4M — up 6.7% from $84.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GOF and 5 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 27 added.

The largest buyer was Bank of America, adding an estimated $1.54M. The largest seller was Cohen & Steers, cutting an estimated $4.14M.

  • 53 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q2 2019, down from 58 in Q1 2019.
  • Funds reported $90.4M of Guggenheim Strategic Opportunities Fund stock for Q2 2019, up 6.7% quarter-over-quarter.
  • 5 funds opened new Guggenheim Strategic Opportunities Fund positions in Q2 2019 and 7 closed out, a net change of -2 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q2 2019 was Bank of America, an estimated $1.54M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q2 2019 was Cohen & Steers, an estimated $4.14M sold.

Based on aggregated 13F filings for Q2 2019.