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Ladenburg Thalmann Financial Services’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GOF Stock Details GOF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$5.8M Sell
320,360
-7,499
-2% -$144K 0.04% 439
2019
Q3 		$6.34M Buy
327,859
+42,134
+15% +$846K 0.04% 393
2019
Q2 		$5.85M Buy
285,725
+51,277
+22% +$1.03M 0.04% 411
2019
Q1 		$4.61M Buy
234,448
+128,811
+122% +$2.52M 0.04% 459
2018
Q4 		$1.93M Buy
105,637
+41,210
+64% +$801K 0.02% 682
2018
Q3 		$1.35M Buy
64,427
+8,687
+16% +$189K 0.01% 928
2018
Q2 		$1.13M Hold
55,740
– – 0.01% 999
2018
Q1 		$1.13M Sell
55,740
-4,295
-7% -$88.5K 0.01% 999
2017
Q4 		$1.29M Buy
60,035
+15,424
+35% +$331K 0.01% 907
2017
Q3 		$950K Buy
44,611
+10,975
+33% +$232K 0.01% 1024
2017
Q2 		$710K Buy
33,636
+28,629
+572% +$600K 0.01% 1158
2017
Q1 		$102K Sell
5,007
-579
-10% -$11.6K ﹤0.01% 2389
2016
Q4 		$109K Buy
5,586
+2,860
+105% +$55.3K ﹤0.01% 2258
2016
Q3 		$52K Buy
2,726
+2,123
+352% +$39.9K ﹤0.01% 2750
2016
Q2 		$11K Sell
603
-75
-11% -$1.32K ﹤0.01% 3715
2016
Q1 		$12K Buy
+678
New +$10.9K ﹤0.01% 3588
2015
Q2 		– Sell
-8,940
Closed -$190K – 4692
2015
Q1 		$190K Buy
+8,940
New +$189K ﹤0.01% 1607
2013
Q4 		– Sell
-4,550
Closed -$100K – 3775
2013
Q3 		$100K Buy
4,550
+50
+1% +$1.09K ﹤0.01% 1397
2013
Q2 		$99K Buy
+4,500
New +$102K ﹤0.01% 1319

Other funds holding GOF

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GOF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Guggenheim Strategic Opportunities Fund (GOF) stake by 2.3% in Q4 2019, selling an estimated $144K and leaving 320,360 shares worth $5.8M. The position accounts for 0.04% of the portfolio, ranked #439.

Ladenburg Thalmann Financial Services first reported a position in GOF in Q2 2013 and has held it in 19 quarters since. The position peaked at $6.34M in Q3 2019. 57 funds tracked by Wall St. Rank hold GOF as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 320,360 shares of Guggenheim Strategic Opportunities Fund worth $5.8M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 7,499 Guggenheim Strategic Opportunities Fund shares in Q4 2019, an estimated $144K.
  • Guggenheim Strategic Opportunities Fund made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #439 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Guggenheim Strategic Opportunities Fund in Q2 2013 and has held it in 19 quarters since.
  • Ladenburg Thalmann Financial Services's Guggenheim Strategic Opportunities Fund position peaked at $6.34M in Q3 2019.
  • 57 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.