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Guggenheim Strategic Opportunities Fund

58 hedge funds and large institutions have $80.1M invested in Guggenheim Strategic Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 12

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

4% more funds holding

Funds holding: 5658 (+2)

2.41% more ownership

Funds ownership: 12.41%14.82% (+2.4%)

3% more capital invested

Capital invested by funds: $77.6M → $80.1M (+$2.54M)

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
27
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.8M +$3.02M +155,255 +13%
UBS Group
2
UBS Group
Switzerland
$5.35M +$630K +32,409 +12%
Cohen & Steers
3
Cohen & Steers
New York
$5.11M +$1.71M +87,874 +46%
AG
4
Advisor Group
Arizona
$3.56M +$1.63M +83,766 +75%
Invesco
5
Invesco
Georgia
$3.48M +$1.11M +57,022 +43%
Bank of America
6
Bank of America
North Carolina
$3.34M +$88.5K +4,553 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.27M +$1.41M +72,640 +68%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.52M -$45.1K -2,318 -2%
MML Investors Services
9
MML Investors Services
Massachusetts
$2.08M +$194 +10 +0%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$2.04M +$214K +11,020 +11%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.93M +$801K +41,210 +64%
Ameriprise
12
Ameriprise
Minnesota
$1.81M +$561K +28,847 +41%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.74M +$114K +5,877 +7%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.56M +$123K +6,317 +8%
PCIA
15
Prime Capital Investment Advisors
Kansas
$1.43M +$384K +19,739 +34%
MFW
16
Mosaic Family Wealth
Missouri
$1.33M +$11.3K +580 +0.8%
RJA
17
Raymond James & Associates
Florida
$1.31M -$149K -7,672 -10%
Wells Fargo
18
Wells Fargo
California
$1.29M +$338K +17,408 +33%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.13M -$123K -6,352 -9%
WAM
20
Weiss Asset Management
Massachusetts
$1.1M +$1.17M +60,389 New
SPC
21
Sigma Planning Corp
Michigan
$1.07M +$82.4K +4,240 +8%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$965K +$346K +17,797 +51%
BTS
23
BB&T Securities
Virginia
$887K +$480K +24,676 +103%
JG
24
Jefferies Group
New York
$718K +$44.9K +2,312 +6%
AAM
25
Advisors Asset Management
Colorado
$716K -$468K -24,055 -38%

GOF Hedge Fund Activity: Q4 2018 in Review

58 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2018, worth a combined $80.1M — up 3.3% from $77.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GOF positions and 7 closed out — a net gain of 3 holders — while 27 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.02M. The largest seller was Cornerstone Wealth Management, exiting entirely with an estimated $1.15M sold.

  • 58 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2018, up from 56 in Q3 2018.
  • Funds reported $80.1M of Guggenheim Strategic Opportunities Fund stock for Q4 2018, up 3.3% quarter-over-quarter.
  • 10 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2018 and 7 closed out, a net change of +3 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2018 was Morgan Stanley, an estimated $3.02M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $1.15M sold.

Based on aggregated 13F filings for Q4 2018.