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Guggenheim Strategic Opportunities Fund

29 hedge funds and large institutions have $39.2M invested in Guggenheim Strategic Opportunities Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.39M -$291K -13,618 -5%
Bank of America
2
Bank of America
North Carolina
$5.36M -$80.5K -3,769 -1%
BTS
3
BB&T Securities
Virginia
$5.02M -$1.04M -4,893 -17%
GC
4
Guggenheim Capital
Illinois
$4.42M -$4.33M
UBS Group
5
UBS Group
Switzerland
$4.41M +$483K +22,606 +12%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$3.16M +$314K +14,710 +11%
NPC
7
National Planning Corporation
California
$1.93M -$316K -14,707 -14%
Wells Fargo
8
Wells Fargo
California
$1.71M +$128K +5,986 +8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.65M +$156K +7,293 +10%
LPL Financial
10
LPL Financial
California
$1.49M -$11.9K -555 -0.8%
SPC
11
Sigma Planning Corp
Michigan
$1.21M +$118K +5,508 +11%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$817K +$356K +16,667 +77%
RJA
13
Raymond James & Associates
Florida
$592K +$26.8K +1,257 +5%
UR
14
USCA RIA
Texas
$486K
SCM
15
Sterneck Capital Management
Missouri
$393K +$393K +18,410 New
MFS
16
MSI Financial Services
Massachusetts
$308K +$161K +7,549 +110%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$190K +$190K +8,940 New
WA
18
WFG Advisors
Texas
$183K -$39.6K -1,859 -18%
AIG
19
American International Group
New York
$122K +$10.7K +500 +10%
Creative Planning
20
Creative Planning
Kansas
$78K
Citigroup
21
Citigroup
New York
$71K -$22.1K -1,037 -24%
AWM
22
Avior Wealth Management
Nebraska
$54K
BAM
23
Bruderman Asset Management
New York
$51K +$51K +2,410 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$36K -$2.75K -130 -7%
Deutsche Bank
25
Deutsche Bank
Germany
$30K +$761 +36 +3%