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Guggenheim Strategic Opportunities Fund

58 hedge funds and large institutions have $84.7M invested in Guggenheim Strategic Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 13

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

6% more capital invested

Capital invested by funds: $80.1M → $84.7M (+$4.59M)

0% more funds holding

Funds holding: 5858 (0)

1.95% less ownership

Funds ownership: 14.82%12.87% (-2%)

Holders
58
Holders Change
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
25
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.9M -$1.81M -92,652 -7%
UBS Group
2
UBS Group
Switzerland
$6.14M +$380K +19,454 +7%
Cohen & Steers
3
Cohen & Steers
New York
$5.52M +$21K +1,075 +0.4%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$4.61M +$2.52M +128,811 +122%
AG
5
Advisor Group
Arizona
$4.01M +$178K +9,125 +5%
Invesco
6
Invesco
Georgia
$3.79M +$41.9K +2,147 +1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.32M -$190K -9,745 -5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.62M -$85.8K -4,393 -3%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.45M +$574K +29,406 +31%
Ameriprise
10
Ameriprise
Minnesota
$2.27M +$325K +16,642 +17%
MML Investors Services
11
MML Investors Services
Massachusetts
$2.19M -$48.3K -2,476 -2%
Bank of America
12
Bank of America
North Carolina
$2.14M -$1.44M -73,731 -40%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.87M -$317K -16,214 -15%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.81M +$133K +6,786 +8%
RJA
15
Raymond James & Associates
Florida
$1.56M +$148K +7,558 +11%
MFW
16
Mosaic Family Wealth
Missouri
$1.54M +$111K +5,667 +8%
PCIA
17
Prime Capital Investment Advisors
Kansas
$1.53M +$957 +49 +0.1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.25M +$35.3K +1,808 +3%
SPC
19
Sigma Planning Corp
Michigan
$1.14M -$6.37K -326 -0.6%
Wells Fargo
20
Wells Fargo
California
$1.08M -$307K -15,715 -22%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$1.04M
BTS
22
BB&T Securities
Virginia
$936K -$18K -924 -2%
PAG
23
Private Advisor Group
New Jersey
$624K +$94K +4,816 +18%
SG Americas Securities
24
SG Americas Securities
New York
$591K +$588K +30,091 New
CAN
25
Cetera Advisor Networks
California
$567K +$192K +9,812 +51%

GOF Hedge Fund Activity: Q1 2019 in Review

58 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2019, worth a combined $84.7M — up 5.7% from $80.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GOF positions and 5 closed out — a net gain of 1 holder — while 25 added to existing stakes and 13 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $2.52M. The largest seller was Morgan Stanley, cutting an estimated $1.81M.

  • 58 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $84.7M of Guggenheim Strategic Opportunities Fund stock for Q1 2019, up 5.7% quarter-over-quarter.
  • 6 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2019 and 5 closed out, a net change of +1 holder.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2019 was Ladenburg Thalmann Financial Services, an estimated $2.52M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q1 2019 was Morgan Stanley, an estimated $1.81M sold.

Based on aggregated 13F filings for Q1 2019.