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Guggenheim Strategic Opportunities Fund

25 hedge funds and large institutions have $45.8M invested in Guggenheim Strategic Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

7% more capital invested

Capital invested by funds: $42.9M → $45.8M (+$2.83M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

1.15% less ownership

Funds ownership: 11.48%10.33% (-1.2%)

4% less funds holding

Funds holding: 2625 (-1)

Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$9.41M +$504K +23,129 +111%
Cohen & Steers
2
Cohen & Steers
New York
$6.19M -$123K -5,656 -2%
Invesco
3
Invesco
Georgia
$5.74M
Morgan Stanley
4
Morgan Stanley
New York
$3.55M -$190K -8,710 -5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.95M +$357K +16,396 +14%
U
6
UBS
Switzerland
$2.87M +$400K +18,347 +16%
Wells Fargo
7
Wells Fargo
California
$2.61M -$81.8K -3,753 -3%
Bank of America
8
Bank of America
North Carolina
$2.13M +$76.8K +3,525 +4%
NPC
9
National Planning Corporation
California
$2.05M +$171K +7,825 +9%
LPL Financial
10
LPL Financial
California
$1.99M -$879K -40,316 -30%
FAAS
11
First Allied Advisory Services
California
$1.93M +$37.6K +1,723 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.71M -$19.2K -882 -1%
RJA
13
Raymond James & Associates
Florida
$982K -$118K -5,417 -11%
WA
14
WFG Advisors
Texas
$418K +$188K +8,612 +79%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$393K +$15.9K +730 +4%
SG Americas Securities
16
SG Americas Securities
New York
$310K +$316K +14,510 New
MFS
17
MSI Financial Services
Massachusetts
$131K +$25.8K +1,185 +24%
AIG
18
American International Group
New York
$124K -$46.1K -2,115 -27%
BRWA
19
B. Riley Wealth Advisors
Florida
$95K +$3.29K +151 +4%
Creative Planning
20
Creative Planning
Kansas
$77K +$72.6K +3,330 +1,306%
TRCT
21
Tower Research Capital (TRC)
New York
$46K +$39.6K +1,816 +510%
WEC
22
Winslow Evans & Crocker
Massachusetts
$18K +$18.5K +850 New
Barclays
23
Barclays
United Kingdom
$11K +$10.9K +500 New
Citigroup
24
Citigroup
New York
$7K -$84.5K -3,879 -92%
RIA
25
Regal Investment Advisors
Michigan
$5K

GOF Hedge Fund Activity: Q4 2013 in Review

25 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2013, worth a combined $45.8M — up 6.6% from $42.9M a quarter earlier.

Fund positioning in GOF was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 12 added to existing stakes and 8 trimmed.

The largest buyer was BB&T Securities, adding an estimated $504K. The largest seller was LPL Financial, cutting an estimated $879K.

  • 25 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2013, down from 26 in Q3 2013.
  • Funds reported $45.8M of Guggenheim Strategic Opportunities Fund stock for Q4 2013, up 6.6% quarter-over-quarter.
  • 4 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2013 and 4 closed out, a net change of 0 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2013 was BB&T Securities, an estimated $504K added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q4 2013 was LPL Financial, an estimated $879K sold.

Based on aggregated 13F filings for Q4 2013.