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UBS’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

UBS’s Portfolio GOF Stock Details GOF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3.86M Buy
176,102
+28,548
+19% +$621K ﹤0.01% 2287
2014
Q2 		$3.24M Buy
147,554
+7,041
+5% +$152K ﹤0.01% 2381
2014
Q1 		$2.98M Buy
140,513
+6,249
+5% +$133K ﹤0.01% 2376
2013
Q4 		$2.87M Buy
134,264
+18,347
+16% +$400K ﹤0.01% 2448
2013
Q3 		$2.55M Buy
115,917
+6,222
+6% +$136K ﹤0.01% 2356
2013
Q2 		$2.42M Buy
+109,695
New +$2.49M ﹤0.01% 2338

Other funds holding GOF

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS's GOF Position: Q3 2014 in Review

UBS increased its Guggenheim Strategic Opportunities Fund (GOF) stake by 19% in Q3 2014, buying an estimated $621K and bringing the position to 176,102 shares worth $3.86M. The position accounts for ﹤0.01% of the portfolio, ranked #2287.

UBS first reported a position in GOF in Q2 2013 and has held it in 6 quarters since. 27 funds tracked by Wall St. Rank hold GOF as of Q3 2014.

  • UBS held 176,102 shares of Guggenheim Strategic Opportunities Fund worth $3.86M as of Q3 2014.
  • UBS bought 28,548 Guggenheim Strategic Opportunities Fund shares in Q3 2014, an estimated $621K.
  • Guggenheim Strategic Opportunities Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2287 holding.
  • UBS first reported a position in Guggenheim Strategic Opportunities Fund in Q2 2013 and has held it in 6 quarters since.
  • 27 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.