First Allied Advisory Services’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

First Allied Advisory Services’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-63,484	Closed	-$1.32M	–	1101
2014 Q4	$1.32M	Buy	63,484 +91	+0.1%	+$1.96K	0.1%	247
2014 Q3	$1.39M	Sell	63,393 -27,899	-31%	-$607K	0.11%	213
2014 Q2	$2M	Sell	91,292 -3,778	-4%	-$81.5K	0.15%	179
2014 Q1	$2.02M	Buy	95,070 +4,632	+5%	+$98.4K	0.15%	169
2013 Q4	$1.93M	Buy	90,438 +1,723	+2%	+$37.6K	0.15%	172
2013 Q3	$1.96M	Buy	88,715 +1,370	+2%	+$29.9K	0.11%	196
2013 Q2	$1.93M	Buy	+87,345	New	+$1.99M	0.15%	174

Other funds holding GOF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Allied Advisory Services's GOF Position: Q1 2015 in Review

First Allied Advisory Services sold out of Guggenheim Strategic Opportunities Fund (GOF) in Q1 2015, closing a stake of 63,484 shares — an estimated $1.32M sold.

First Allied Advisory Services first reported a position in GOF in Q2 2013 and held it in 7 quarters. The position peaked at $2.02M in Q1 2014. 29 funds tracked by Wall St. Rank hold GOF as of Q1 2015.

First Allied Advisory Services reported no remaining Guggenheim Strategic Opportunities Fund position as of Q1 2015 after selling out during the quarter.
First Allied Advisory Services sold 63,484 Guggenheim Strategic Opportunities Fund shares in Q1 2015, an estimated $1.32M.
First Allied Advisory Services first reported a position in Guggenheim Strategic Opportunities Fund in Q2 2013 and held it in 7 quarters.
First Allied Advisory Services's Guggenheim Strategic Opportunities Fund position peaked at $2.02M in Q1 2014.
29 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q1 2015.

Based on First Allied Advisory Services's 13F filing for Q1 2015, filed 15 May 2015.