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Guggenheim Strategic Opportunities Fund

27 hedge funds and large institutions have $40.2M invested in Guggenheim Strategic Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

0% more funds holding

Funds holding: 2727 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

0.99% less ownership

Funds ownership: 10.76%9.78% (-0.99%)

10% less capital invested

Capital invested by funds: $44.6M → $40.2M (-$4.44M)

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
13
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$6.8M -$107K -4,978 -14%
Morgan Stanley
2
Morgan Stanley
New York
$5.39M +$674K +31,243 +15%
Bank of America
3
Bank of America
North Carolina
$5.32M +$1.41M +65,433 +37%
U
4
UBS
Switzerland
$3.24M +$152K +7,041 +5%
LPL Financial
5
LPL Financial
California
$2.74M +$112K +5,186 +4%
Invesco
6
Invesco
Georgia
$2.7M
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$2.68M +$52.6K +2,438 +2%
Wells Fargo
8
Wells Fargo
California
$2.56M -$81.8K -3,788 -3%
NPC
9
National Planning Corporation
California
$2.25M +$76.2K +3,531 +4%
FAAS
10
First Allied Advisory Services
California
$2M -$81.5K -3,778 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.8M +$112K +5,173 +7%
RJA
12
Raymond James & Associates
Florida
$857K -$27.6K -1,277 -3%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$452K +$29.4K +1,361 +7%
WA
14
WFG Advisors
Texas
$442K +$3.11K +144 +0.7%
Cohen & Steers
15
Cohen & Steers
New York
$294K -$5.49M -254,286 -95%
MFS
16
MSI Financial Services
Massachusetts
$154K
AIG
17
American International Group
New York
$131K +$2.65K +123 +2%
BRWA
18
B. Riley Wealth Advisors
Florida
$110K -$3.73K -173 -3%
Creative Planning
19
Creative Planning
Kansas
$83K +$39.2K +1,817 +92%
AWM
20
Avior Wealth Management
Nebraska
$56K +$23.7K +1,100 +76%
GGPS
21
Gary Goldberg Planning Services
New York
$53K
Deutsche Bank
22
Deutsche Bank
Germany
$28K +$28.4K +1,316 New
NES
23
New England Securities
New York
$27K +$669 +31 +3%
WEC
24
Winslow Evans & Crocker
Massachusetts
$19.8K -$3.24K -150 -14%
Citigroup
25
Citigroup
New York
$8K -$10.9K -504 -57%

GOF Hedge Fund Activity: Q2 2014 in Review

27 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q2 2014, worth a combined $40.2M — down 9.9% from $44.6M a quarter earlier.

Fund positioning in GOF was balanced in Q2 2014: 2 funds opened new positions, 2 closed out, 13 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $1.41M. The largest seller was Cohen & Steers, cutting an estimated $5.49M.

  • 27 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $40.2M of Guggenheim Strategic Opportunities Fund stock for Q2 2014, down 9.9% quarter-over-quarter.
  • 2 funds opened new Guggenheim Strategic Opportunities Fund positions in Q2 2014 and 2 closed out, a net change of 0 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q2 2014 was Bank of America, an estimated $1.41M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q2 2014 was Cohen & Steers, an estimated $5.49M sold.

Based on aggregated 13F filings for Q2 2014.