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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

125 hedge funds and large institutions have $280M invested in Guggenheim Strategic Opportunities Fund in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 64 increasing their positions, 33 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
125
Holders Change
+4
Holders Change %
+3.31%
% of All Funds
1.99%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
64
Reduced
33
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$28.1M
2
Osaic Holdings
Osaic Holdings
Arizona
$14.2M
3
Morgan Stanley
Morgan Stanley
New York
$64.8M
4
LPL Financial
LPL Financial
California
$14.3M
5
VCP
Verus Capital Partners
Arizona
$6.03M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$0
2
AWS
Atria Wealth Solutions
New York
$5.36M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
$2.03M
4
Northern Trust
Northern Trust
Illinois
$341K
5
MA
Mutual Advisors
Nebraska
$949K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$64.8M +$3.01M +203,184 +5%
UBS Group
2
UBS Group
Switzerland
$28.1M +$4.19M +283,118 +18%
LPL Financial
3
LPL Financial
California
$14.3M +$2.59M +175,404 +22%
Osaic Holdings
4
Osaic Holdings
Arizona
$14.2M +$3.56M +240,686 +33%
PCIA
5
Prime Capital Investment Advisors
Kansas
$12.8M +$987K +66,701 +8%
VCP
6
Verus Capital Partners
Arizona
$6.03M +$1.86M +125,760 +45%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$6.01M +$199K +13,474 +3%
Cohen & Steers
8
Cohen & Steers
New York
$5.92M -$370K -25,000 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.68M +$256K +17,333 +5%
CW
10
CreativeOne Wealth
Kansas
$5.64M +$1.36M +91,965 +32%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$5.37M +$478K +32,323 +10%
AWS
12
Atria Wealth Solutions
New York
$5.36M -$1.66M -112,267 -24%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$5.15M -$437K -29,551 -8%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.3M +$382K +25,837 +10%
Bank of America
15
Bank of America
North Carolina
$4.13M -$28.4K -1,921 -0.7%
RB
16
Richmond Brothers
Michigan
$3.86M +$30.2K +2,040 +0.8%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$3.75M +$264K +17,820 +8%
Truist Financial
18
Truist Financial
North Carolina
$3.4M -$219K -14,813 -6%
PFA
19
Petra Financial Advisors
Colorado
$3.26M +$271K +18,354 +9%
BCA
20
Bay Colony Advisors
Massachusetts
$3.09M -$276K -18,686 -8%
BCM
21
Brookstone Capital Management
Illinois
$3.07M +$158K +13,001 +5%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$2.89M +$108K +7,283 +4%
SPC
23
Sigma Planning Corp
Michigan
$2.86M +$201K +13,601 +8%
MGWM
24
Marks Group Wealth Management
Minnesota
$2.84M – – –
Wells Fargo
25
Wells Fargo
California
$2.84M -$29.9K -2,023 -1%
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