Northern Trust’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Northern Trust’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-23,072	Closed	-$341K	–	4497
2023 Q3	$341K	Sell	23,072 -57,830	-71%	-$914K	﹤0.01%	3622
2023 Q2	$1.29M	Buy	80,902 +1,410	+2%	+$22.5K	﹤0.01%	3247
2023 Q1	$1.29M	Buy	79,492 +44,014	+124%	+$726K	﹤0.01%	3129
2022 Q4	$540K	Buy	35,478 +3,125	+10%	+$49.2K	﹤0.01%	3478
2022 Q3	$5K	Buy	32,353 +182	+0.6%	+$3.03K	﹤0.01%	4677
2022 Q2	$5K	Hold	32,171	–	–	﹤0.01%	4722
2022 Q1	$6K	Buy	32,171 +16,104	+100%	+$302K	﹤0.01%	4714
2021 Q4	$3K	Buy	+16,067	New	+$307K	﹤0.01%	4760

Other funds holding GOF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PCIA

Prime Capital Investment Advisors Overland Park, Kansas $8.65B AUM 19.52% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CreativeOne Wealth Overland Park, Kansas $4.31B AUM 19.42% 1-Year Est. Return

VCP

Verus Capital Partners Scottsdale, Arizona $1.46B AUM 27.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Northern Trust's GOF Position: Q4 2023 in Review

Northern Trust sold out of Guggenheim Strategic Opportunities Fund (GOF) in Q4 2023, closing a stake of 23,072 shares — an estimated $341K sold.

Northern Trust first reported a position in GOF in Q4 2021 and held it in 8 quarters. The position peaked at $1.29M in Q2 2023. 137 funds tracked by Wall St. Rank hold GOF as of Q4 2023.

Northern Trust reported no remaining Guggenheim Strategic Opportunities Fund position as of Q4 2023 after selling out during the quarter.
Northern Trust sold 23,072 Guggenheim Strategic Opportunities Fund shares in Q4 2023, an estimated $341K.
Northern Trust first reported a position in Guggenheim Strategic Opportunities Fund in Q4 2021 and held it in 8 quarters.
Northern Trust's Guggenheim Strategic Opportunities Fund position peaked at $1.29M in Q2 2023.
137 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q4 2023.

Based on Northern Trust's 13F filing for Q4 2023, filed 13 Feb 2024.