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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

57 hedge funds and large institutions have $84.3M invested in Guggenheim Strategic Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+2
Holders Change %
+3.64%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
24
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.15M
2
LCM
Landscape Capital Management
New Jersey
+$953K
3
Truist Financial
Truist Financial
North Carolina
+$713K
4
CCP
Clough Capital Partners
Massachusetts
+$611K
5
UBS Group
UBS Group
Switzerland
+$547K

Top Sellers

1
AG
Advisor Group
Arizona
-$1.51M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.09M
3
PAG
Private Advisor Group
New Jersey
-$993K
4
Ameriprise
Ameriprise
Minnesota
-$391K
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$372K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$27.3M +$2.15M +118,646 +9%
UBS Group
2
UBS Group
Switzerland
$6.55M +$547K +30,237 +9%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$5.8M -$136K -7,499 -2%
Invesco
4
Invesco
Georgia
$4.75M +$472K +26,121 +11%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.18M +$283K +15,643 +10%
Bank of America
6
Bank of America
North Carolina
$2.76M +$493K +27,243 +22%
RJA
7
Raymond James & Associates
Florida
$2.76M +$218K +12,040 +9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.73M +$161K +8,885 +6%
AG
9
Advisor Group
Arizona
$2.66M -$1.51M -83,520 -36%
Ameriprise
10
Ameriprise
Minnesota
$2.55M -$391K -21,126 -13%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$2.23M +$244K +13,484 +12%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.11M +$243K +13,423 +13%
SPC
13
Sigma Planning Corp
Michigan
$2M +$84.8K +4,690 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.99M -$1.09M -60,473 -35%
PCIA
15
Prime Capital Investment Advisors
Kansas
$1.9M +$149K +8,245 +9%
MFW
16
Mosaic Family Wealth
Missouri
$1.56M +$96.2K +5,319 +7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$989K -$194K -10,750 -16%
LCM
18
Landscape Capital Management
New Jersey
$953K +$953K +52,686 New
SFS
19
Sowell Financial Services
Arkansas
$875K +$7.25K +401 +0.8%
MML Investors Services
20
MML Investors Services
Massachusetts
$840K -$95.5K -5,280 -10%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$836K +$282K +15,600 +51%
CAN
22
Cetera Advisor Networks
California
$731K +$139K +7,635 +23%
Truist Financial
23
Truist Financial
North Carolina
$713K +$713K +39,424 New
CCP
24
Clough Capital Partners
Massachusetts
$611K +$611K +33,800 New
Wells Fargo
25
Wells Fargo
California
$552K -$136K -7,527 -20%
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