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Guggenheim Strategic Opportunities Fund

42 hedge funds and large institutions have $50.3M invested in Guggenheim Strategic Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
GC
1
Guggenheim Capital
Illinois
$10.8M -$10.6M -10,851 Closed
Morgan Stanley
2
Morgan Stanley
New York
$5.91M -$1.11M -56,371 -16%
Bessemer Group
3
Bessemer Group
New Jersey
$4.92M -$49.3K -2,512 -1%
LCM
4
Laurion Capital Management
New York
$3.1M +$3.1M +157,768 New
UR
5
USCA RIA
Texas
$3.01M -$189K -9,600 -6%
UBS Group
6
UBS Group
Switzerland
$2.83M +$699K +35,572 +33%
Invesco
7
Invesco
Georgia
$2.37M +$795K +40,485 +51%
Cohen & Steers
8
Cohen & Steers
New York
$2.1M
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.02M +$165K +8,391 +9%
Wells Fargo
10
Wells Fargo
California
$1.39M +$42.1K +2,142 +3%
LPL Financial
11
LPL Financial
California
$1.34M +$29.2K +1,481 +2%
SPC
12
Sigma Planning Corp
Michigan
$1.2M +$210K +10,689 +21%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.07M +$553K +28,145 +107%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$878K +$2.83K +144 +0.3%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$844K -$40.1K -2,040 -5%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$783K -$302K -15,368 -28%
Bank of America
17
Bank of America
North Carolina
$764K -$830K -42,265 -52%
MFW
18
Mosaic Family Wealth
Missouri
$620K +$287K +14,632 +86%
AAM
19
Advisors Asset Management
Colorado
$510K +$510K +25,968 New
RJA
20
Raymond James & Associates
Florida
$500K -$315K -16,032 -39%
MFS
21
MSI Financial Services
Massachusetts
$467K +$136K +6,939 +41%
BTS
22
BB&T Securities
Virginia
$429K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$322K +$3.13K +159 +1%
WA
24
WFG Advisors
Texas
$271K +$314 +16 +0.1%
NPC
25
National Planning Corporation
California
$262K -$82.3K -4,093 -24%