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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

70 hedge funds and large institutions have $129M invested in Guggenheim Strategic Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
28
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
Osaic Holdings
Arizona
+$1.67M
2
UBS Group
UBS Group
Switzerland
+$996K
3
Bank of America
Bank of America
North Carolina
+$872K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$859K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$796K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$800K
2
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$326K
3
SFS
Sowell Financial Services
Arkansas
-$260K
4
IWM
IHT Wealth Management
Illinois
-$195K
5
AWM
AE Wealth Management
Kansas
-$180K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$34M -$800K -41,227 -2%
GC
2
Guggenheim Capital
Illinois
$11M -$65.4K -3,370 -0.6%
UBS Group
3
UBS Group
Switzerland
$10M +$996K +51,331 +11%
Osaic Holdings
4
Osaic Holdings
Arizona
$9.18M +$1.67M +86,310 +22%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.98M +$796K +41,004 +15%
Bank of America
6
Bank of America
North Carolina
$5.6M +$872K +44,972 +18%
Invesco
7
Invesco
Georgia
$5.5M +$224K +11,558 +4%
Ameriprise
8
Ameriprise
Minnesota
$5.27M +$147K +7,591 +3%
MGWM
9
Marks Group Wealth Management
Minnesota
$3.46M – – –
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$3.29M +$174K +8,959 +6%
RJA
11
Raymond James & Associates
Florida
$3.21M +$740K +38,159 +30%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.13M +$186K +9,592 +6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.51M +$110K +5,687 +5%
MFW
14
Mosaic Family Wealth
Missouri
$2.26M +$357K +18,402 +19%
LPL Financial
15
LPL Financial
California
$2.07M -$30.1K -1,553 -1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.07M +$859K +44,295 +71%
PCIA
17
Prime Capital Investment Advisors
Kansas
$2.03M -$174K -8,977 -8%
Truist Financial
18
Truist Financial
North Carolina
$1.87M +$11.5K +594 +0.6%
SPC
19
Sigma Planning Corp
Michigan
$1.56M -$159K -8,186 -9%
CAN
20
Cetera Advisor Networks
California
$1.48M +$443K +22,822 +43%
SFS
21
Sowell Financial Services
Arkansas
$1.35M -$260K -13,404 -16%
WAP
22
Wealthcare Advisory Partners
Pennsylvania
$1.08M -$57.8K -2,977 -5%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.01M +$113K +5,834 +13%
MAFM
24
Mid Atlantic Financial Management
Pennsylvania
$949K -$326K -16,800 -26%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$570K -$7.35K -379 -1%
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