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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$74.8M -$14.4M -1,291,380 -16%
RCM
2
Rivernorth Capital Management
Florida
$29.1M +$8.69M +778,095 +41%
EPG
3
Estate Planners Group
Pennsylvania
$26.9M +$1.05M +94,176 +4%
LPL Financial
4
LPL Financial
California
$26.7M -$771K -69,107 -3%
VCP
5
Verus Capital Partners
Arizona
$26.2M -$838K -75,087 -3%
UBS Group
6
UBS Group
Switzerland
$22.6M +$1.72M +153,820 +8%
KCP
7
Kera Capital Partners
California
$19.5M +$19.5M +1,749,184 +4,579%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$18.9M +$2.98M +266,774 +18%
Invesco
9
Invesco
Georgia
$17.1M +$1.24M +111,029 +8%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$17.1M +$3.48M +311,506 +25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$15.9M +$3.46M +309,575 +27%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$14.6M +$3.59M +321,280 +32%
Osaic Holdings
13
Osaic Holdings
Arizona
$14.6M +$2.99M +268,126 +25%
Cohen & Steers
14
Cohen & Steers
New York
$13.7M +$391K +35,000 +3%
LSC
15
Logan Stone Capital
Illinois
$13.2M -$1.05M -94,270 -7%
Raymond James Financial
16
Raymond James Financial
Florida
$10.4M +$1.97M +176,023 +23%
CW
17
CreativeOne Wealth
Kansas
$10.4M +$22.4K +2,003 +0.2%
MML Investors Services
18
MML Investors Services
Massachusetts
$10.2M +$1.06M +94,537 +11%
SAM
19
Secure Asset Management
Michigan
$6.9M +$89.5K +8,013 +1%
Bank of America
20
Bank of America
North Carolina
$6.86M +$273K +24,499 +4%
PFA
21
Petra Financial Advisors
Colorado
$5.21M +$84.1K +7,531 +2%
Truist Financial
22
Truist Financial
North Carolina
$5.2M -$984K -88,142 -16%
ASG
23
Advisory Solutions Group
Minnesota
$5.16M +$5.27M +472,129 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$4.63M +$37.7K +3,376 +0.8%
AAP
25
Arax Advisory Partners
Colorado
$3.59M +$3.65M +326,863 +16,368%
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