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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.4M +$2.27M +142,506 +8%
GC
2
Guggenheim Capital
Illinois
$9.68M +$1.31M +82,321 +17%
UBS Group
3
UBS Group
Switzerland
$7.39M +$347K +21,839 +5%
Osaic Holdings
4
Osaic Holdings
Arizona
$5.39M -$799K -50,217 -14%
Invesco
5
Invesco
Georgia
$4.93M +$139K +8,768 +3%
Bank of America
6
Bank of America
North Carolina
$3.93M +$319K +20,055 +9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.11M +$2.04K +128 +0.1%
Ameriprise
8
Ameriprise
Minnesota
$2.52M +$547K +34,396 +30%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.52M -$3.75K -236 -0.2%
RJA
10
Raymond James & Associates
Florida
$2.5M -$719K -45,191 -23%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.46M +$237K +14,915 +11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.3M -$46.3K -2,909 -2%
PCIA
13
Prime Capital Investment Advisors
Kansas
$2.24M +$130K +8,145 +7%
MGWM
14
Marks Group Wealth Management
Minnesota
$2.03M +$1.91M +120,225 New
SPC
15
Sigma Planning Corp
Michigan
$1.76M -$39.4K -2,477 -2%
LPL Financial
16
LPL Financial
California
$1.66M +$418K +26,297 +37%
Truist Financial
17
Truist Financial
North Carolina
$1.62M +$875K +54,994 +134%
MFW
18
Mosaic Family Wealth
Missouri
$1.57M +$61.5K +3,870 +4%
SFS
19
Sowell Financial Services
Arkansas
$1.16M -$103K -6,458 -9%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$1.16M +$23.9K +1,500 +2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.04M +$89.2K +5,609 +10%
WAP
22
Wealthcare Advisory Partners
Pennsylvania
$967K +$36.7K +2,308 +4%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$929K +$508K +31,942 +139%
CAN
24
Cetera Advisor Networks
California
$903K -$64.5K -4,056 -7%
IWM
25
IHT Wealth Management
Illinois
$522K -$512K -32,179 -51%
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