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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$12.8M +858,870 +12%
LPL Financial
2
LPL Financial
California
$36M +$5.22M +348,878 +17%
VCP
3
Verus Capital Partners
Arizona
$34M +$5.88M +393,530 +21%
UBS Group
4
UBS Group
Switzerland
$23.7M +$872K +58,334 +4%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$18M +$7.85M +524,872 +77%
Osaic Holdings
6
Osaic Holdings
Arizona
$14.2M +$2.7M +180,803 +23%
MML Investors Services
7
MML Investors Services
Massachusetts
$12.5M +$450K +30,122 +4%
CW
8
CreativeOne Wealth
Kansas
$12.3M +$1.19M +79,396 +11%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$11.9M +$987K +66,016 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.4M +$1.53M +102,117 +15%
Raymond James Financial
11
Raymond James Financial
Florida
$10.6M -$3.76M -251,398 -26%
Bank of America
12
Bank of America
North Carolina
$7.56M -$697K -46,644 -8%
SAM
13
Secure Asset Management
Michigan
$7.12M +$581K +38,845 +9%
PFA
14
Petra Financial Advisors
Colorado
$6.83M +$161K +10,773 +2%
PCIA
15
Prime Capital Investment Advisors
Kansas
$6.61M +$249K +16,658 +4%
Truist Financial
16
Truist Financial
North Carolina
$6.36M +$1.62M +108,158 +34%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$5.54M +$1.28M +85,739 +30%
Cohen & Steers
18
Cohen & Steers
New York
$5.04M -$150K -10,000 -3%
IA
19
Integrity Alliance
Iowa
$4.64M +$4.63M +309,569 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$4.37M +$829K +55,452 +23%
RPGK
21
Retirement Planning Group (Kansas)
Kansas
$4.1M +$2.37M +158,481 +137%
IWC
22
Integrated Wealth Concepts
Massachusetts
$3.54M +$427K +28,552 +14%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$3.47M -$1.03M -69,143 -23%
RB
24
Richmond Brothers
Michigan
$3.44M -$136K -9,072 -4%
MYIA
25
Mount Yale Investment Advisors
Colorado
$3.43M +$3.43M +229,296 New