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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M -$8.83M -562,320 -8%
LPL Financial
2
LPL Financial
California
$26.1M +$1.88M +119,927 +8%
UBS Group
3
UBS Group
Switzerland
$18.7M +$241K +15,342 +1%
VCP
4
Verus Capital Partners
Arizona
$16.9M +$6.04M +384,257 +53%
PCIA
5
Prime Capital Investment Advisors
Kansas
$10.2M -$274K -17,430 -3%
Raymond James Financial
6
Raymond James Financial
Florida
$9.72M +$10M +636,965 New
Osaic Holdings
7
Osaic Holdings
Arizona
$9.2M +$1.13M +71,804 +14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.16M -$3.24M -206,118 -26%
CW
9
CreativeOne Wealth
Kansas
$9.11M +$588K +37,458 +7%
Bank of America
10
Bank of America
North Carolina
$8.79M +$2M +127,181 +28%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$7.09M +$133K +8,476 +2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$6.84M -$269K -17,139 -4%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$6.35M +$752K +47,872 +13%
Cohen & Steers
14
Cohen & Steers
New York
$5.9M -$1.78M -113,175 -23%
PFA
15
Petra Financial Advisors
Colorado
$5.68M +$540K +34,379 +10%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$5.37M +$495K +31,490 +10%
SAM
17
Secure Asset Management
Michigan
$5.29M +$204K +12,983 +4%
MML Investors Services
18
MML Investors Services
Massachusetts
$4.97M +$515K +32,789 +11%
BCA
19
Bay Colony Advisors
Massachusetts
$4.07M -$331K -21,080 -7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$3.93M -$47.9K -3,048 -1%
RB
21
Richmond Brothers
Michigan
$3.64M -$728K -46,372 -16%
MFWP
22
Mosaic Family Wealth Partners
Missouri
$3.34M +$64.3K +4,093 +2%
MGWM
23
Marks Group Wealth Management
Minnesota
$2.99M
WS
24
Wedbush Securities
California
$2.74M -$57.4K -3,655 -2%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$2.71M