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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$107M +$1.81M +116,402 +2%
LPL Financial
2
LPL Financial
California
$30.3M +$3.59M +231,224 +14%
VCP
3
Verus Capital Partners
Arizona
$24.5M +$7.27M +467,889 +42%
UBS Group
4
UBS Group
Switzerland
$22.9M +$3.84M +247,138 +20%
Raymond James Financial
5
Raymond James Financial
Florida
$18.1M +$8.2M +527,632 +83%
MML Investors Services
6
MML Investors Services
Massachusetts
$12.4M +$7.31M +470,571 +144%
Osaic Holdings
7
Osaic Holdings
Arizona
$11.6M +$2.26M +145,261 +24%
PCIA
8
Prime Capital Investment Advisors
Kansas
$11.3M +$907K +58,394 +9%
CW
9
CreativeOne Wealth
Kansas
$10.6M +$1.33M +85,835 +14%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$10.4M +$3.21M +206,312 +44%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$10M +$3.05M +196,447 +44%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.63M +$278K +17,893 +3%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$9.44M +$2.96M +190,393 +46%
Bank of America
14
Bank of America
North Carolina
$8.25M -$725K -46,665 -8%
SAM
15
Secure Asset Management
Michigan
$6.91M +$1.5M +96,690 +28%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.66M +$1.18M +76,072 +22%
Cohen & Steers
17
Cohen & Steers
New York
$6.02M
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.1M +$92K +5,924 +2%
BCA
19
Bay Colony Advisors
Massachusetts
$4.02M -$125K -8,015 -3%
AWS
20
Atria Wealth Solutions
New York
$4.01M +$2.37M +152,722 +146%
RB
21
Richmond Brothers
Michigan
$3.58M -$126K -8,138 -3%
AIP
22
Almanack Investment Partners
Pennsylvania
$3.58M +$2.31M +148,971 +185%
Truist Financial
23
Truist Financial
North Carolina
$3.45M +$939K +60,426 +37%
MFWP
24
Mosaic Family Wealth Partners
Missouri
$3.4M -$12K -770 -0.4%
IIM
25
Illumine Investment Management
Washington
$3.33M +$629K +40,462 +23%