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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$161M +$107M +8,233,239 +188%
UBS Group
2
UBS Group
Switzerland
$15.5M -$9.01M -690,516 -36%
PCIA
3
Prime Capital Investment Advisors
Kansas
$15M +$3.97M +304,335 +35%
LPL Financial
4
LPL Financial
California
$13.5M +$1.11M +85,119 +9%
Osaic Holdings
5
Osaic Holdings
Arizona
$9.29M -$3.05M -234,069 -24%
Cohen & Steers
6
Cohen & Steers
New York
$9.28M +$4.24M +325,000 +81%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$9.06M +$4.23M +324,423 +85%
CW
8
CreativeOne Wealth
Kansas
$5.63M +$766K +58,726 +15%
VCP
9
Verus Capital Partners
Arizona
$5.48M +$266K +20,385 +5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$5.42M +$230K +17,658 +4%
AWS
11
Atria Wealth Solutions
New York
$4.97M +$338K +25,894 +7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.27M +$1.05M +80,368 +32%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$4.07M +$1.6M +122,643 +63%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$4.06M -$603K -46,237 -13%
Bank of America
15
Bank of America
North Carolina
$3.84M +$269K +20,642 +7%
RB
16
Richmond Brothers
Michigan
$3.81M +$477K +36,581 +14%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$3.6M -$876K -67,191 -19%
BCA
18
Bay Colony Advisors
Massachusetts
$3.39M +$729K +55,914 +27%
PFA
19
Petra Financial Advisors
Colorado
$3.17M +$348K +26,686 +12%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$3.14M -$594K -45,520 -16%
AWM
21
AE Wealth Management
Kansas
$2.9M +$797K +61,095 +39%
MGWM
22
Marks Group Wealth Management
Minnesota
$2.46M
MFWP
23
Mosaic Family Wealth Partners
Missouri
$2.33M +$61.3K +4,702 +3%
CAN
24
Cetera Advisor Networks
California
$2.26M +$655K +50,249 +40%
SWP
25
Significant Wealth Partners
Illinois
$2.2M +$2.24M +172,083 New