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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.6M -$3.22M -182,445 -9%
GC
2
Guggenheim Capital
Illinois
$10.1M – – –
UBS Group
3
UBS Group
Switzerland
$8.21M +$515K +29,212 +7%
Osaic Holdings
4
Osaic Holdings
Arizona
$6.81M +$1.19M +67,491 +21%
Invesco
5
Invesco
Georgia
$4.79M -$347K -19,642 -7%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.7M +$1.47M +83,178 +45%
Ameriprise
7
Ameriprise
Minnesota
$4.65M +$2.04M +115,409 +78%
Bank of America
8
Bank of America
North Carolina
$4.29M +$196K +11,121 +5%
MGWM
9
Marks Group Wealth Management
Minnesota
$3.14M +$1.02M +57,970 +48%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.82M +$268K +15,188 +10%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.67M +$49.7K +2,817 +2%
RJA
12
Raymond James & Associates
Florida
$2.24M -$366K -20,725 -14%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.17M -$220K -12,461 -9%
PCIA
14
Prime Capital Investment Advisors
Kansas
$2M -$342K -19,371 -15%
LPL Financial
15
LPL Financial
California
$1.91M +$184K +10,402 +11%
MFW
16
Mosaic Family Wealth
Missouri
$1.73M +$91.5K +5,188 +6%
Truist Financial
17
Truist Financial
North Carolina
$1.69M -$3.46K -196 -0.2%
SPC
18
Sigma Planning Corp
Michigan
$1.55M -$274K -15,549 -15%
SFS
19
Sowell Financial Services
Arkansas
$1.46M +$254K +14,370 +21%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$1.2M -$51.2K -2,900 -4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.1M +$18.1K +1,027 +2%
WAP
22
Wealthcare Advisory Partners
Pennsylvania
$1.03M +$23.4K +1,327 +2%
CAN
23
Cetera Advisor Networks
California
$937K -$2.73K -155 -0.3%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$818K -$150K -8,510 -15%
IWM
25
IHT Wealth Management
Illinois
$543K -$741 -42 -0.1%
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