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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.7M +$3.4M +177,872 +7%
UBS Group
2
UBS Group
Switzerland
$22.9M +$12M +625,576 +100%
Cohen & Steers
3
Cohen & Steers
New York
$17.3M +$17.7M +924,869 +4,614%
Osaic Holdings
4
Osaic Holdings
Arizona
$15.7M +$4.89M +255,420 +43%
Ameriprise
5
Ameriprise
Minnesota
$10.6M +$1.11M +57,951 +11%
KIM
6
Karpus Investment Management
New York
$9.92M +$10.4M +541,434 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.13M +$949K +49,578 +11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.63M +$6.04M +315,798 +203%
Bank of America
9
Bank of America
North Carolina
$8.04M +$2.45M +128,240 +41%
AAM
10
Advisors Asset Management
Colorado
$6.72M +$6.93M +362,011 +7,715%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$5.83M +$547K +28,613 +10%
LPL Financial
12
LPL Financial
California
$5.7M +$3.17M +165,917 +114%
PCIA
13
Prime Capital Investment Advisors
Kansas
$5.64M +$1.23M +64,050 +26%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.79M +$710K +37,098 +17%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.97M +$3.05M +159,440 +279%
MGWM
16
Marks Group Wealth Management
Minnesota
$3.48M +$230K +12,000 +7%
RB
17
Richmond Brothers
Michigan
$3.42M +$3.58M +186,920 New
CP
18
Camelot Portfolios
Ohio
$3.3M +$3.45M +180,183 New
RJA
19
Raymond James & Associates
Florida
$3.27M +$1.01M +52,783 +42%
YCM
20
Yakira Capital Management
Connecticut
$3.17M +$2.78M +145,486 +533%
CCP
21
Clough Capital Partners
Massachusetts
$2.92M +$3.05M +159,528 New
SPC
22
Sigma Planning Corp
Michigan
$2.8M +$619K +32,327 +27%
MFW
23
Mosaic Family Wealth
Missouri
$2.57M +$84.4K +4,409 +3%
BCA
24
Bay Colony Advisors
Massachusetts
$2.5M +$788K +41,173 +43%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.41M +$356K +18,601 +16%
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