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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.4M +$6.12M +383,136 +10%
UBS Group
2
UBS Group
Switzerland
$25.7M +$1.75M +109,435 +7%
PCIA
3
Prime Capital Investment Advisors
Kansas
$12.7M +$4.11M +257,585 +47%
LPL Financial
4
LPL Financial
California
$12.6M +$4.58M +286,952 +57%
Osaic Holdings
5
Osaic Holdings
Arizona
$11.4M +$508K +31,819 +5%
AWS
6
Atria Wealth Solutions
New York
$7.55M +$925K +57,933 +14%
Cohen & Steers
7
Cohen & Steers
New York
$6.76M -$132K -8,268 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.24M +$504K +31,560 +9%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6M -$1.27M -79,858 -17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.82M +$283K +17,737 +5%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$5.26M +$266K +16,630 +5%
CW
12
CreativeOne Wealth
Kansas
$4.6M +$1.53M +95,681 +49%
VCP
13
Verus Capital Partners
Arizona
$4.48M +$572K +35,842 +15%
Bank of America
14
Bank of America
North Carolina
$4.47M +$321K +20,078 +8%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$4.21M +$32.3K +2,020 +0.8%
RB
16
Richmond Brothers
Michigan
$4.11M -$959K -60,036 -19%
Truist Financial
17
Truist Financial
North Carolina
$3.89M +$348K +21,807 +10%
BCM
18
Brookstone Capital Management
Illinois
$3.82M +$813K +50,938 +27%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.75M +$411K +25,766 +12%
BCA
20
Bay Colony Advisors
Massachusetts
$3.62M +$830K +51,999 +30%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$3.35M -$25.6K -1,604 -0.8%
PFA
22
Petra Financial Advisors
Colorado
$3.22M +$3.23M +202,350 New
Wells Fargo
23
Wells Fargo
California
$3.08M +$2.08M +130,528 +206%
MGWM
24
Marks Group Wealth Management
Minnesota
$3.06M
Baird Financial Group
25
Baird Financial Group
Wisconsin
$2.99M -$293K -18,338 -9%