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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$102M -$76.3M -5,496,736 -44%
LPL Financial
2
LPL Financial
California
$18.1M +$3M +216,289 +21%
PCIA
3
Prime Capital Investment Advisors
Kansas
$18.1M +$1.25M +90,078 +8%
UBS Group
4
UBS Group
Switzerland
$16.8M -$515K -37,070 -3%
Osaic Holdings
5
Osaic Holdings
Arizona
$12.1M +$1.62M +116,914 +16%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11M +$818K +58,922 +8%
Cohen & Steers
7
Cohen & Steers
New York
$10.5M +$139K +10,000 +1%
CW
8
CreativeOne Wealth
Kansas
$7.22M +$894K +64,415 +15%
VCP
9
Verus Capital Partners
Arizona
$6.3M +$170K +12,280 +3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$6.16M +$89.8K +6,470 +2%
AWS
11
Atria Wealth Solutions
New York
$5.79M +$212K +15,255 +4%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$5.29M +$3M +216,117 +141%
Bank of America
13
Bank of America
North Carolina
$4.83M +$520K +37,438 +12%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$4.67M +$119K +8,565 +3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.56M -$216K -15,558 -5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$4.38M -$159K -11,457 -4%
RB
17
Richmond Brothers
Michigan
$4.33M +$67K +4,826 +2%
BCA
18
Bay Colony Advisors
Massachusetts
$4.19M +$385K +27,722 +10%
HIC
19
Hartline Investment Corp
Illinois
$4.19M +$4.06M +292,689 New
SWP
20
Significant Wealth Partners
Illinois
$3.96M +$1.45M +104,668 +61%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$3.73M -$285K -20,497 -7%
PFA
22
Petra Financial Advisors
Colorado
$3.69M +$145K +10,413 +4%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$3.65M +$132K +9,496 +4%
MML Investors Services
24
MML Investors Services
Massachusetts
$3.34M +$2.02M +145,176 +165%
MGWM
25
Marks Group Wealth Management
Minnesota
$2.75M