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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.4M -$1.05M -63,664 -2%
UBS Group
2
UBS Group
Switzerland
$24.4M +$1.41M +85,164 +6%
Osaic Holdings
3
Osaic Holdings
Arizona
$11.1M -$2.45M -148,719 -18%
PCIA
4
Prime Capital Investment Advisors
Kansas
$8.8M -$2.44M -147,811 -21%
LPL Financial
5
LPL Financial
California
$8.14M +$43.4K +2,631 +0.5%
Ameriprise
6
Ameriprise
Minnesota
$7.85M -$1.2M -72,559 -13%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.4M -$652K -39,518 -8%
Cohen & Steers
8
Cohen & Steers
New York
$7M -$572K -34,659 -7%
AWS
9
Atria Wealth Solutions
New York
$6.74M +$884K +53,598 +15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.64M +$317K +19,189 +6%
RB
11
Richmond Brothers
Michigan
$5.15M -$2.06M -124,886 -28%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$5.08M +$1.85M +112,311 +56%
CAN
13
Cetera Advisor Networks
California
$4.49M +$326K +19,783 +8%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.25M +$275K +16,683 +7%
Bank of America
15
Bank of America
North Carolina
$4.22M +$540K +32,712 +14%
VCP
16
Verus Capital Partners
Arizona
$3.98M +$1.23M +74,640 +44%
Truist Financial
17
Truist Financial
North Carolina
$3.61M +$1.74M +105,537 +90%
AAM
18
Advisors Asset Management
Colorado
$3.52M -$1.52M -91,825 -30%
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$3.43M +$179K +10,839 +5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$3.39M -$4.27K -259 -0.1%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$3.34M -$252K -15,295 -7%
CW
22
CreativeOne Wealth
Kansas
$3.13M +$1.06M +64,052 +49%
MGWM
23
Marks Group Wealth Management
Minnesota
$3.11M -$42.1K -2,554 -1%
BCM
24
Brookstone Capital Management
Illinois
$3.01M +$938K +56,828 +43%
MFWP
25
Mosaic Family Wealth Partners
Missouri
$2.84M +$172K +10,435 +6%